Mohan Singh Email & Phone Number

London, England, United Kingdom

• Produce risk-based analysis on prospective clients and form an opinion based on global policy and local regulatory requirements.
• Work as Part of a team, responsible for conducting Simplified Due Diligence (SDD), Customer Due Diligence (CDD) and Enhance Due Diligence on corporate clients, which ranges from Limited Liability Companies, Publicly.
• Ensure all clients which are onboarded adhere to regulatory requirements of the FCA and the bank.
• Analyse and form an opinion on 1) the acceptability of the customer/ counterparty; 2) completeness of the file; & Compliance with internal policy and external regulatory requirements.
• Analysis of associated parties to transactions, identification of potential regulatory and reputational risks.
• Worked in partnership with other Corporate teams (the Relationship team, the Client Servicing Team, the Credit teams & the AML Team) - as well as our wider business functions (the Investment Bank and the Corporate Bank.

London, England, United Kingdom

• Conduct Client Due Diligence at both on-boarding and ongoing review stages and ensuring compliance with AML and other regulatory requirements.
• Utilise sources such as Companies House (both UK and overseas variations), Dun & Bradstreet and Lloyds internal systems in assisting in customer due diligence.
• Manage vetting of several client types on-boarding AML escalations covering a range of different clients including; large private and public companies as well as more complex structures such as; Co-operatives.
• Undertake due diligence verification on the full range of individuals and legal entities trading globally, including UK and overseas companies, Special Purpose Vehicles (SPVs), funds, trusts and partnerships.
• Liaise with other departments including compliance, internal legal, sales, risk and operations teams, etc., to ensure successful completion of the KYC process.
• Perform screening to identify and eliminate both terrorist sanction screening matches and PEP matches in addition to negative news articles.

Manchester, United Kingdom

• Dealing with complaints as a result of Payment Protection Insurance (PPI) mis-selling taking into account any risks of the Bank’s reputation and ensure these are handled in accordance with the Financial Conduct.
• Data gathering from various sources and collating the information on the CRM system and analyze customer case documentation.
• Contacting the customers for KYC checks, Pursuing third parties and other departments for the required information on the cases to be worked and for due diligence, while adhering to the Data Protection Act (DPA) and.
• After gathering all the required data on the CRM system to review, analyze and make a final decision on the basis of merit of each case whether to uphold or reject the claim, calculate redress amount and writing final.
• Adhere to the standards, procedures & best practices of the company to ensure compliance with FSA, FOS, TCF, regulatory and company policy requirements in order to come to a clear conclusion on each case
• Ensuring that the targets are achieved within the set deadline, whilst maintaining quality standards set by the company and achieving 94% quality till date.

London, United Kingdom

• storing, arranging, indexing and classifying records;
• training and supervising records staff;
• facilitating the development of filing systems, and maintaining these to meet administrative, legal and financial requirements;
• devising and ensuring the implementation of retention and disposal schedules;
• overseeing the management of electronic and/or paper-based information;
• designing, setting up, maintaining, reviewing and documenting records systems;

Newcastle Upon Tyne, United Kingdom

• Supervising staff in clinical data management, including high volume scanning imaging, indexing & coding of patients medical records.
• Supervising and training staff in data maintenance, retrieval, offside storage management of sensitive data with final integration into the clinical (PAS) system.
• Training staff in preparing the patient records, scanning and uploading the patient records and entering patient summaries in surgery clinical systems.
• Planning & forecasting the time frame needed to complete the project and setting individual targets to be achieved on daily and weekly basis.
• Preparing Management Information report to enable the Director to gauge the progress of the project.
• Identify, investigate, and analyse potential operational improvement and as appropriate, based on findings make proposal for operational changes (policy, procedures, processes, etc.).

London, United Kingdom

• Data gather and analyse customer case documentation
• Update and capture relevant data to the CRM system
• Reviewing all relevant documentation set out on the customer file and to read transcripts of relevant telephone calls or to listen to the calls.
• Making final decision on the basis of merit of each case whether to uphold or reject the claim and writing final decision letter to the customer.
• Adhere to the standards, procedures & best practices of the company to ensure compliance with FSA, FOS, TCF, regulatory and company policy requirements in order to come to a clear and fair conclusion on each case
• Deal with client complaints within agreed timescales where possible

London, United Kingdom

• Reporting to the Director and supervising a team of 10 staff involved in preparing and maintaining monthly cost analysis for services/solutions/consultancy provided or received, annual company accounts and operational.
• Analyze financial performance against key business metrics and document pertinent financial highlights that will enable management to determine progress against budgets
• Identify, investigate, and analyze potential operational improvement. As appropriate, based on findings make proposal for operational changes (policy, procedures, processes, etc.).
• Proven skills in managing teams to work in sync with the corporate objectives & motivating them for achieving business and individual goals.
• Ability to manage and complete projects/tasks to the highest standard within tight deadlines, with meticulous attention to details.

Level 4 Diploma For Financial Advisers, Financial Planning And Services

Mba, Finance

Activities and Societies: Football MBA in Finance

Diploma, Export Import Management

Activities and Societies: Export Import Management Export Import Management