Service Specialist, Derivatives Operations
CurrentAnalyzing and reconciling equities, fixed income, derivatives and collateral portfolios and providing periodic reports to various senior management groups Investigating and resolving non-routine issues, procedures and processes, ensuring financial and regulatory controls relating to internal business partner and/or external customer inquiries or requestsProviding support on systems development and process automation on equity and Derivatives systemsEnsuring adherence to all aspects of First Principles, Our Code of Business Conduct and Ethics Corporate Policy, as well as all applicable legislation, regulatory rules and requirements, and Bank standards, policies and procedures (P&Ps) for such things as potential conflicts of interest, trading in securities, anti-money laundering, privacy and disclosure of outside business activitiesIdentifying potential risk situations/ impacts, and escalating to the managerCoaching and training to junior team members to ensure proper backup in all areasCoordinating and responding to internal and external audit queries
