Member
CurrentMy practice focuses on government investigations, corporate compliance, white collar defense, and complex commercial litigation. I have represented clients in civil, criminal, and regulatory matters involving domestic and international authorities, including the DOJ, CFTC, SEC, FINRA, the European Commission, and the Hong Kong Monetary Authority. In addition, I work closely with my clients on the implementation of corporate compliance programs and the development and enhancement of policies, procedures, training programs, and other internal controls designed to strengthen regulatory compliance and to prevent, deter, and detect improper conduct. Clients frequently rely on me for practical compliance advice, assistance implementing and conducting risk assessments, and designing strategies that can minimize the risk of enforcement action. I also have substantial experience representing clients in a diverse range of litigation matters, including shareholder class actions, lawsuits alleging violations of securities laws and breaches of fiduciary duties, and disputes arising out of commercial contracts and transactions.
