AeroLeads people directory · profile
Nancy Leo Email & Phone Number
Vice President
at
Agricultural Bank of China (New York Branch)
1 work email found
@dtcc.com
2 phones found area 212 and 646
LinkedIn matched
✓ Verified Jul 2026
4 data sources
Profile completeness 100%
Current company
Role
Vice President
Location
New York, United States
Who is Nancy Leo? Overview
A concise factual answer block for searchers comparing this professional profile.
Quick answer
Nancy Leo is listed as Vice President at Agricultural Bank of China (New York Branch), based in New York, United States. AeroLeads shows a work email signal at dtcc.com, phone signal with area code 212, 646, and a matched LinkedIn profile for Nancy Leo.
Nancy Leo previously worked as Vice President at Agricultural Bank Of China, New York Branch and Managing Director at Grc Solutions, Llc. Nancy Leo holds Jd from Fordham University School Of Law.
Company email context
Email format at Agricultural Bank of China (New York Branch)
This section adds company-level context without repeating Nancy Leo's masked contact details.
{first_initial}{last}@dtcc.com
86% confidence
AeroLeads found 1 current-domain work email signal for Nancy Leo. Compare company email patterns before reaching out.
Profile bio
About Nancy Leo
Experienced compliance professional, regulatory compliance attorney (JD), Certified Public Accountant (CPA), Certified Fraud Examiner (CFE), and Certified Anti-Money Laundering Specialist (CAMS). FINRA Series 7, 24 AND 66 LicensesResults-oriented regulatory compliance professional with extensive experience evaluating, developing and implementing effective risk based compliance programs for broker-dealers, investment advisers and banks.
Listed skills include Compliance, Microsoft Office, Policy, Aml, and 43 others.
Current workplace
Nancy Leo's current company
Company context helps verify the profile and gives searchers a useful next step.
Agricultural Bank Of China (New York Branch)
AeroLeads page
10 roles · 48 years
Nancy Leo work experience
A career timeline built from the work history available for this profile.
Vice President
Current
Agricultural Bank Of China, New York Branch
Sep 2019 - Present
Managing Director
Grc Solutions, Llc
Audit and Compliance Solutions Company providing services to broker-dealers, investment advisers and banksSpecializing in:• Compliance Governance• Risk Assessment• Compliance Testing and Monitoring• Regulatory Relations • Internal Investigations
2014 - Sep 2019
Member
Association Of Certified Anti-Money Laundering Specialists
2007 - 2016
~9 yrs
Chief Compliance Officer (2012-2014)
Wilmington Capital Securities
Managed the compliance program for full-service broker-dealer and registered investment adviser.
2012 - 2014
~2 yrs
Independent Compliance Management Consultant
Compliance And Compliance Audit Independent Consultant
Provided regulatory compliance services to broker-dealers and investment advisers. • Membership (NMA) and Continuing Membership (CMA) Applications for broker-dealers and investment adviser registrations (Form ADV). • Reviews of broker-dealer supervisory controls systems (Rule 3320), branch office inspections (Rule 3110(c)), AML Compliance programs (Rule 3310(c)) and investment adviser policies and procedures (204(4)-7). • Compliance policies and procedures, AML compliance programs, codes of ethics and training programs.
2007 - 2012
~5 yrs
Director, Office Of Corporate And Regulatory Compliance
Advised holding company and subsidiaries on compliance with Securities, Banking, Anti-Money Laundering, Office of Foreign Assets Control and Privacy regulations. Developed and implemented compliance policies, procedures and controls, compliance tranining programs and established and chaired Compliance Committee.
2003 - 2007
~4 yrs
Director, Membership And Surveillance
Responsible for Membership, Compliance and Risk at the Depository Trust Company, (DTC), the U.S. central securities depository responsible for adopting and enforcing rules and efficient practices to promote the safety and soundness of the U.S. securities clearance and settlement system.
1991 - 2003
~12 yrs
Vice President, Management Audit And Control
Ubs Wealth Management (Formerly Painewebber Inc., And Kidder Peabody & Company, Inc,)
• Supervised audits of fixed income and equity trading desks, investment banking and asset management businesses. • Conducted internal money laundering investigations and coordinated external regulatory investigations.
1988 - 1989
~1 yr
Vice President, Internal Audit
• Audited fixed income and equity trading, public finance, investment banking and financing activities in the U.S. and Europe, investment adviser, mutual fund and tax shelter operations and trust company and life insurance subsidiaries• Proprietary and Retail Trade activity monitoring and surveillance • Money laundering, insider trading, suspicious activity and fraud investigations.
1979 - 1988
~9 yrs
3 education records
Nancy Leo education
Mba, Finance
Ba, Political Science
FAQ
Frequently asked questions about Nancy Leo
Quick answers generated from the profile data available on this page.
What company does Nancy Leo work for?
Nancy Leo works for Agricultural Bank of China (New York Branch).
What is Nancy Leo's role at Agricultural Bank of China (New York Branch)?
Nancy Leo is listed as Vice President at Agricultural Bank of China (New York Branch).
What is Nancy Leo's email address?
AeroLeads has found 1 work email signal at @dtcc.com for Nancy Leo at Agricultural Bank of China (New York Branch).
What is Nancy Leo's phone number?
AeroLeads has found 2 phone signal(s) with area code 212, 646 for Nancy Leo at Agricultural Bank of China (New York Branch).
Where is Nancy Leo based?
Nancy Leo is based in New York, United States while working with Agricultural Bank of China (New York Branch).
What companies has Nancy Leo worked for?
Nancy Leo has worked for Agricultural Bank Of China (New York Branch), Agricultural Bank Of China, New York Branch, Grc Solutions, Llc, Association Of Certified Anti-Money Laundering Specialists, and Wilmington Capital Securities.
How can I contact Nancy Leo?
You can use AeroLeads to view verified contact signals for Nancy Leo at Agricultural Bank of China (New York Branch), including work email, phone, and LinkedIn data when available.
What schools did Nancy Leo attend?
Nancy Leo holds Jd from Fordham University School Of Law.
What skills is Nancy Leo known for?
Nancy Leo is listed with skills including Compliance, Microsoft Office, Policy, Aml, Program Management, Securities, Corporate Governance, and Risk Management.
Find 750M verified contacts
Search by job title, company, industry, location, and seniority. Export verified B2B contact data when you need it.
Start free trialPeople with similar names
Check these profiles if this is not the Nancy Leo you were looking for.
View similar profiles
