Neil Middleton Email and Phone Number
I am an international Banker with extensive Risk Management and Credit Risk and cross-functional management experience in New York, London and Paris. I am a trusted partner of the C-Suite and of regulators, and a passionate supporter and ally of diversity and inclusion.My recent experiences include:I was Program Director for the last months of HSBC Bank USA’s transition from LIBOR to Alternative Reference Rates.I was HSBC Bank USA's Wholesale CRO responsible for oversight of all financial and non-financial risks relating to Global Banking & Markets and Commercial Banking.I was HSBC Bank USA's CRO for its CFTC-registered Swap Dealer, establishing a risk management program in line with NFA guidance.Within HSBC Holdings plc in London, I established a global framework for the holistic management of risks to central clearing counterparties (CCPs).Within HSBC Bank USA, I established a Traded Credit Risk Management team analyzing structured derivative transactions, formulating credit methodologies and stress testing exposures.I was a credit approver of exposures to banking groups, broker dealers, asset managers and hedge funds based in London for HSBC Holdings plc
Sumitomo Mitsui Banking Corporation
View- Website:
- smbcgroup.com
- Employees:
- 6244
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Senior Credit Review OfficerSumitomo Mitsui Banking CorporationNew York, Ny, Us -
Senior Credit Review OfficerSumitomo Mitsui Banking Corporation Aug 2023 - PresentNew York, United States -
Md, Program Director, Us Libor Transition, Hsbc Bank UsaHsbc Nov 2022 - Jun 2023New York, New York, United StatesSuccessfully led HSBC's US operations through the last months of the transition from USD LIBOR to alternative reference rates, covering all business lines across wholesale and retail. Provided effective, timely updates to the US Bank CEO and to US prudential regulators. -
Md, Chief Risk Officer, Global Banking And Markets And Commercial Banking, Hsbc Bank UsaHsbc Jul 2019 - Oct 2022New York, New York, United StatesProvided effective oversight of financial and non-financial risks for the wholesale business lines, which included acting as chairperson for several risk management meetings. -
Managing Director, Chief Risk Officer, Us Swap Dealer, Hsbc Bank UsaHsbc Jun 2016 - Jul 2019New York, New York, United StatesEstablished a Risk Management Program for the CFTC-registered Swap Dealer in line with regulatory (NFA) guidance. -
Managing Director, Global Head Of Risk Based Margining, Hsbc Holdings PlcHsbc Feb 2013 - Jun 2016London, England, United KingdomEstablished a global infrastructure for risk managing exposures to Central Clearing Counterparties (CCPs) and acted as risk sponsor to prepare for the new global rules for margining of non centrally cleared derivatives (BCBS 261) -
Managing Director, Global Head Of Credit Risk Strategy, Hsbc Holdings PlcHsbc Feb 2011 - Feb 2013London, England, United KingdomResponsible for global wholesale credit risk policy, development of credit risk appetite measures and the development of wholesale credit approval platforms. -
Senior Manager, Wholesale & Market Risk, Hsbc Holdings PlcHsbc Sep 2009 - Feb 2011London, England, United Kingdom -
Managing Director, Head Of Traded Credit, Hsbc Bank UsaHsbc Sep 2006 - Sep 2009New York, United StatesLed several small groups covering credit operations, counterparty credit methodologies and stress testing, counterparty credit approvals and structured derivatives analysis -
Senior Vice President, Credit Risk Management, Hsbc Bank UsaHsbc Sep 2002 - Sep 2006New York, New YorkEstablished a risk management function focused on the analysis of structured credit product (derivative) transactions and Latin American Emerging Markets derivatives. -
Various Roles In Risk Management And First Line Corporate Banking And Retail BankingHsbc Sep 1987 - Aug 2002London, United Kingdom And Paris, France
Neil Middleton Education Details
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Upper Second
Frequently Asked Questions about Neil Middleton
What company does Neil Middleton work for?
Neil Middleton works for Sumitomo Mitsui Banking Corporation
What is Neil Middleton's role at the current company?
Neil Middleton's current role is Senior Credit Review Officer.
What schools did Neil Middleton attend?
Neil Middleton attended Loughborough University.
Who are Neil Middleton's colleagues?
Neil Middleton's colleagues are Mustafa Topiwalla, Dimas Rahardiyanto, Catherine Ricks, Yasuhiro Iwata, Angus Hunter, Padraic Devane, 三石恒平.
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