Neil Middleton

Neil Middleton Email and Phone Number

Senior Credit Review Officer @ Sumitomo Mitsui Banking Corporation
New York, NY, US
Neil Middleton's Location
New York, New York, United States, United States
About Neil Middleton

I am an international Banker with extensive Risk Management and Credit Risk and cross-functional management experience in New York, London and Paris. I am a trusted partner of the C-Suite and of regulators, and a passionate supporter and ally of diversity and inclusion.My recent experiences include:I was Program Director for the last months of HSBC Bank USA’s transition from LIBOR to Alternative Reference Rates.I was HSBC Bank USA's Wholesale CRO responsible for oversight of all financial and non-financial risks relating to Global Banking & Markets and Commercial Banking.I was HSBC Bank USA's CRO for its CFTC-registered Swap Dealer, establishing a risk management program in line with NFA guidance.Within HSBC Holdings plc in London, I established a global framework for the holistic management of risks to central clearing counterparties (CCPs).Within HSBC Bank USA, I established a Traded Credit Risk Management team analyzing structured derivative transactions, formulating credit methodologies and stress testing exposures.I was a credit approver of exposures to banking groups, broker dealers, asset managers and hedge funds based in London for HSBC Holdings plc

Neil Middleton's Current Company Details
Sumitomo Mitsui Banking Corporation

Sumitomo Mitsui Banking Corporation

View
Senior Credit Review Officer
New York, NY, US
Website:
smbcgroup.com
Employees:
6244
Neil Middleton Work Experience Details
  • Sumitomo Mitsui Banking Corporation
    Senior Credit Review Officer
    Sumitomo Mitsui Banking Corporation
    New York, Ny, Us
  • Sumitomo Mitsui Banking Corporation
    Senior Credit Review Officer
    Sumitomo Mitsui Banking Corporation Aug 2023 - Present
    New York, United States
  • Hsbc
    Md, Program Director, Us Libor Transition, Hsbc Bank Usa
    Hsbc Nov 2022 - Jun 2023
    New York, New York, United States
    Successfully led HSBC's US operations through the last months of the transition from USD LIBOR to alternative reference rates, covering all business lines across wholesale and retail. Provided effective, timely updates to the US Bank CEO and to US prudential regulators.
  • Hsbc
    Md, Chief Risk Officer, Global Banking And Markets And Commercial Banking, Hsbc Bank Usa
    Hsbc Jul 2019 - Oct 2022
    New York, New York, United States
    Provided effective oversight of financial and non-financial risks for the wholesale business lines, which included acting as chairperson for several risk management meetings.
  • Hsbc
    Managing Director, Chief Risk Officer, Us Swap Dealer, Hsbc Bank Usa
    Hsbc Jun 2016 - Jul 2019
    New York, New York, United States
    Established a Risk Management Program for the CFTC-registered Swap Dealer in line with regulatory (NFA) guidance.
  • Hsbc
    Managing Director, Global Head Of Risk Based Margining, Hsbc Holdings Plc
    Hsbc Feb 2013 - Jun 2016
    London, England, United Kingdom
    Established a global infrastructure for risk managing exposures to Central Clearing Counterparties (CCPs) and acted as risk sponsor to prepare for the new global rules for margining of non centrally cleared derivatives (BCBS 261)
  • Hsbc
    Managing Director, Global Head Of Credit Risk Strategy, Hsbc Holdings Plc
    Hsbc Feb 2011 - Feb 2013
    London, England, United Kingdom
    Responsible for global wholesale credit risk policy, development of credit risk appetite measures and the development of wholesale credit approval platforms.
  • Hsbc
    Senior Manager, Wholesale & Market Risk, Hsbc Holdings Plc
    Hsbc Sep 2009 - Feb 2011
    London, England, United Kingdom
  • Hsbc
    Managing Director, Head Of Traded Credit, Hsbc Bank Usa
    Hsbc Sep 2006 - Sep 2009
    New York, United States
    Led several small groups covering credit operations, counterparty credit methodologies and stress testing, counterparty credit approvals and structured derivatives analysis
  • Hsbc
    Senior Vice President, Credit Risk Management, Hsbc Bank Usa
    Hsbc Sep 2002 - Sep 2006
    New York, New York
    Established a risk management function focused on the analysis of structured credit product (derivative) transactions and Latin American Emerging Markets derivatives.
  • Hsbc
    Various Roles In Risk Management And First Line Corporate Banking And Retail Banking
    Hsbc Sep 1987 - Aug 2002
    London, United Kingdom And Paris, France

Neil Middleton Education Details

Frequently Asked Questions about Neil Middleton

What company does Neil Middleton work for?

Neil Middleton works for Sumitomo Mitsui Banking Corporation

What is Neil Middleton's role at the current company?

Neil Middleton's current role is Senior Credit Review Officer.

What schools did Neil Middleton attend?

Neil Middleton attended Loughborough University.

Who are Neil Middleton's colleagues?

Neil Middleton's colleagues are Mustafa Topiwalla, Dimas Rahardiyanto, Catherine Ricks, Yasuhiro Iwata, Angus Hunter, Padraic Devane, 三石恒平.

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