Nicholas Rinaldi Email & Phone Number

Providence, Rhode Island

- Manage relationship with HNW clients who hold over $1mm in assets with the firm - Deep understanding of margin/ trading strategies - Handle end-to-end service to sales for self- directed and managed brokerage accounts including but not limited to taxable accounts, trusts, IRA’s - Experienced In ACAT, DRS, DWAC transfers, 401k rollovers - Place trades on clients behalf- Help clients gain an understanding of retirement solutions and products

Providence, Rhode Island Area

- Place equity, ETF, mutual fund, CD, and bond trades on clients behalf - Place options trades such as buying/selling calls/ puts, spread strategies - Knowledgeable in margin and calculating buying power

Providence, Rhode Island Area

- General brokerage investment account maintenance - Experience servicing Traditional IRA’s, Roth IRA’s, Trusts, 529 plans, 401k accounts- Large dollar domestic wire transfers - Place equity trades - Display basic tax knowledge pertaining to various types of retirement accounts and investment products

Kingston, Rhode Island

- Actively trade securities in a student- led equity fund with upwards of $400K in real assets under management.- Analyze growth stocks in a long- only approach portfolio with fiduciary responsibility to URI CBA Alumni Association.- Bloomberg Terminal Certification (BMC)- Envestnet Certification- Quinnipiac G.A.M.E. Forum - New York, NY- Portfolio Presentation - Fidelity HQ - Smithfield, RI

Providence, Rhode Island

- B2B sales in Verizon telecommunication services ranging from small to medium sized businesses.- Train new employees. - Interview new job applicants.- Participate in developmental leadership program.

Narragansett, Rhode Island

- Maintained a professional, friendly attitude while serving customers needs necessary for the expectations of an up scale dining institution.