Nicholas Paul K Email & Phone Number

Salt Lake City, UT, US

Salt Lake City, Utah, United States

• Manager of the OTC and Cleared Derivatives teams in Americas Region.
• Oversight and escalation contact for Listed Middle Office and OTC Clearing Middle office teams.
• Partner with Trading, Franchise teams, Business to offer clients Cleared derivatives trading capabilities across product classes (CDS, IRS, and FX Swaps) across markets.
• Middle office escalation contact, and oversight manager for the Middle office clearing of Listed Futures & Options across global… Show more
• Middle office escalation contact, and oversight manager for the Middle office clearing of Listed Futures & Options across global teams.
• Partner with global teams to optimize handover model across regions, and ensuring efficient risk management across the listed middle office teams.

Warsaw, Mazowieckie, Poland

• Manager of 12 member LD reconciliation team with primary responsibility to rebuild stability and depth for the LD business unit.
• Creating career development opportunities and rebuilding an efficient team structure.
• Formulated a succession plan for team, developing growth opportunities that fosters high performance in the team.
• Reduced team overtime hours by 15% by re-structuring processes via streamlined models and workload rebalancing across regions.
• Leading recruitment… Show more
• Leading recruitment initiatives to backfill, train and develop new joiners.

Warsaw, Poland

• Manager of 6 member team, overseeing the trade capture for all executed trades, ensuring the complete and accurate reflection into the Risk Management systems.
• Supported the location strategy objectives for the Equities division by leading the migration of Equity Middle Office from London to Warsaw (Apr 19- Mar 19). (First Middle office set up in GS Warsaw).
• Engaging and being point of contact for escalations with trading desks, and partnering with Trading and Back office teams for… Show more
• Engaging and being point of contact for escalations with trading desks, and partnering with Trading and Back office teams for timely resolution of issues.
• Monitoring of firm’s trading books to verifying accurate P&L reflection on a daily basis, and monitoring of KPIs and KRIs.
• Supervising the daily and monthly management of trade life cycle events for equity derivatives products.

Warsaw, Masovian District, Poland / London, United Kingdom

• Managed a cross functional team of 8 members focused on the Top day & T+1 Execution, Clearing, Settlement and reconciliation processes for 7 global markets. (EMEA & US markets).
• Managed the project life cycle, defining requirements, project roadmap and execution for regulatory change implementation alongside process improvements.
• Analyze and design LD Operations workflow to support implementation of regulatory changes related to Brexit, MIFID II, EMIR; uplifting existing processes… Show more
• Analyze and design LD Operations workflow to support implementation of regulatory changes related to Brexit, MIFID II, EMIR; uplifting existing processes in collaboration with Technology; Clearing Houses & Back office.
• Automation and transformation of 50% of EMEA / 30 % of US LD reconciliations processes by leveraging business intelligence (BI) tools to create operational efficiency, and drive down costs.
• Supporting new businesses opportunities in partnership with the Front Office, Sales and Client service teams by on-boarding new clients onto global LD markets.

London, United Kingdom

• Established the 6 member Warsaw LD Reconciliations team by transitioning processes from London to Warsaw. (Sep 16-Feb 17).
• Delivered 3 headcount save for the London, via process migrations to External vendor firm in Mumbai (India).
• Transitioned from Bengaluru to London as SME, to restore depth and stability to London LD team. (Jun 2015)
• Preparing cross training plans to enhance the functional skills and technical depth across the team.
• Ensuring the daily segregation of… Show more
• Ensuring the daily segregation of client money in accordance to CASS guidelines by the FCA (UK), to support client asset protection.

Bengaluru Area, India

Listed Derivatives Operations

Post Graduate Diploma In Financial Management, Financial Management, A+

Bachelor Of Commerce (Bcom), Business/Commerce, General