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@axawealth.co.uk
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Nick Smith is listed as Financial Services Professional with specialist knowledge in regulated advice, supervision and risk management. based in Bath, England, United Kingdom. AeroLeads shows a work email signal at axawealth.co.uk and a matched LinkedIn profile for Nick Smith.
Nick Smith previously worked as T&C and Advice Risk Manager at Axa Wealth and Tied Distribution Risk Manager at Axa Sunlife. Nick Smith studied at Exeter School.
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AeroLeads found 1 current-domain work email signal for Nick Smith. Compare company email patterns before reaching out.
23 years financial services experience including:Design of processes for effective customer referral and management within retail bank and building society environmentCreation and maintenance of suitability standards and guidance for regulated staffDesign and implementation of T&C Schemes to deliver effective development and supervision of regulated staffDesign and training of sales processes and transactional behaviour for advisers and managersRisk Management – responsibility for controls and resources to prevent and/or identify risks associated with provision of advice by own staff as well as appointed representativesIn depth practical knowledge of COBS, ICOBS, MCOB, CASS, DISP, as well as DPA and AML requirementsComplaint Management Past Business Review (arising from ARROW visits) Advisory experience - protection, pension, investment and estate planning for private customersFirst and Second line supervision of regulated advisers and manager
Listed skills include Pensions, Wealth Management, Financial Services, Investments, and 46 others.
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Bristol
Responsible for the management of risks arising from the activities of a Bancassurance sales force, including appointed representative firms, advising private customers on their investment, retirement planning and insurance requirements.
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Nick Smith is listed as Financial Services Professional with specialist knowledge in regulated advice, supervision and risk management..
AeroLeads has found 1 work email signal at @axawealth.co.uk for Nick Smith.
Nick Smith is based in Bath, England, United Kingdom.
Nick Smith has worked for Axa Wealth, Axa Sunlife, and Bristol & West.
You can use AeroLeads to view verified contact signals for Nick Smith, including work email, phone, and LinkedIn data when available.
Nick Smith studied at Exeter School.
Nick Smith is listed with skills including Pensions, Wealth Management, Financial Services, Investments, Fsa, Strategic Financial Planning, Risk Management, and Stakeholder Management.
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