Nicole Lund

Nicole Lund Email and Phone Number

VP Compliance and Chief Compliance Officer, Northwestern Mutual Investment Services, LLC @ Northwestern Mutual Investment Services
Milwaukee, WI, US
Nicole Lund's Location
Milwaukee, Wisconsin, United States, United States
Nicole Lund's Contact Details

Nicole Lund work email

Nicole Lund personal email

n/a
About Nicole Lund

Nicole Lund is a VP Compliance and Chief Compliance Officer, Northwestern Mutual Investment Services, LLC at Northwestern Mutual Investment Services.

Nicole Lund's Current Company Details
Northwestern Mutual Investment Services

Northwestern Mutual Investment Services

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VP Compliance and Chief Compliance Officer, Northwestern Mutual Investment Services, LLC
Milwaukee, WI, US
Website:
bobroth-nm.com
Employees:
13
Nicole Lund Work Experience Details
  • Northwestern Mutual Investment Services
    Vp Compliance And Chief Compliance Officer, Northwestern Mutual Investment Services, Llc
    Northwestern Mutual Investment Services
    Milwaukee, Wi, Us
    View
  • Northwestern Mutual
    Vp Compliance & Chief Compliance Officer, Northwestern Mutual Investment Services, Llc
    Northwestern Mutual Nov 2024 - Present
    Milwaukee, Wisconsin, United States
    View
  • Northwestern Mutual
    Sr Director - Compliance Strategy & Execution
    Northwestern Mutual Apr 2022 - Nov 2024
    Milwaukee, Wisconsin, United States
    Accountability for compliance business strategy development and execution. Ownership of retail compliance programs, compliance training and regulatory change adoption for home office and field compliance professionals.
    View
  • Northwestern Mutual
    Senior Director - Enterprise Compliance
    Northwestern Mutual May 2020 - Apr 2022
    Milwaukee, Wisconsin, United States
    Accountability for field inspection program, local supervision program, compliance training and change management due to new and evolving regulations.
    View
  • Northwestern Mutual
    Assistant Director Compliance Oversight & Review
    Northwestern Mutual Jan 2015 - May 2020
    View
  • Northwestern Mutual
    Compliance Consultant
    Northwestern Mutual Jul 2005 - Jan 2015
    Milwaukee, Wisconsin, United States
    View
  • Northwestern Mutual Investment Services
    Investment Operations Service Representative
    Northwestern Mutual Investment Services Oct 2002 - Jul 2005
    Milwaukee, Wisconsin, United States
    View

Nicole Lund Education Details

Frequently Asked Questions about Nicole Lund

What company does Nicole Lund work for?

Nicole Lund works for Northwestern Mutual Investment Services

What is Nicole Lund's role at the current company?

Nicole Lund's current role is VP Compliance and Chief Compliance Officer, Northwestern Mutual Investment Services, LLC.

What is Nicole Lund's email address?

Nicole Lund's email address is ni****@****ual.com

What schools did Nicole Lund attend?

Nicole Lund attended University Of Wisconsin-Milwaukee.

Who are Nicole Lund's colleagues?

Nicole Lund's colleagues are Kris Smith, George Bledsoe, Daniel Vales, Frank Kunik Iii, Samuel Dixon.

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