Nicole Bruce Email & Phone Number

Gibraltar

Gibraltar

Gibraltar

Conducting second line monitoring reviews on the Compliance function to provide regulatory assurance to stakeholders.

Gibraltar, Gibraltar

• To ensure ongoing compliance with all licencing requirements;
• To oversee the marketing compliance process and act as a subject matter expert;
• Act as a point of contact for Compliance queries from the business;
• Undertake ongoing monitoring on the first line of defence (customer facing) by reviewing customer facing processes, procedures, policies and actions and highlight areas of non-compliance;
• To monitor regulatory updates and guidance and ensure that any required actions… Show more
• To monitor regulatory updates and guidance and ensure that any required actions are communicated to the business;

Gibraltar

• Reporting directly to the Head of Risk Compliance and MLRO in a 2nd line of defence role
• Assisting the MLRO with queries, SARs, training, AML Policies and Procedures
• Conducting Compliance monitoring audits, including both desk and field based testing, based on the pre-agreed Compliance Monitoring Plan
• Maintaining positive working relationships across the business to enable identifying risks and evolving regulatory compliance requirements to be communicated effectively and in a… Show more
• Maintaining positive working relationships across the business to enable identifying risks and evolving regulatory compliance requirements to be communicated effectively and in a timely manner
• Completed "Risk Based Compliance Monitoring under the FCA" training

Gibraltar

• Applying comprehensive understanding of the key points of the UK, Gibraltar, Spanish and Italian gaming regulations by advising on regulatory queries and attending to returns, including submitting SARS for our.
• Ensuring compliance with the Licence Conditions and Codes of Practice and ASA/CAP standards as well as our requirements for the Spanish and Italian regulations.
• Reviewing Terms and Conditions and ensuring promotions are compliant with the Advertising… Show more
• Reviewing Terms and Conditions and ensuring promotions are compliant with the Advertising Standards Codes
• Preparing and delivering Compliance training to staff throughout the business on an ongoing basis, both face to face and online
• Acting as a representative for William Hill at industry conferences with regulators, as well as a key contact for external regulators and lawyers.

Gibraltar

• Graduate scheme in Gibraltar which included undertaking ICAEW ACA studies
• 7/15 ACA exams completed (CFAB Certificate obtained)
• Conducted statutory audits for clients in the Gaming, Insurance and Finance industries unique to Gibraltar
• Was given the responsibility to complete Return of Trusts and Companies under Management (ROTCUMs) for existing audit clients for submission to the Gibraltar Financial Services Commission

Ceuta, Spain

• Completed as part of my Erasmus year abroad in Ceuta, Spain.
• Travelled extensively through Andalucía and improved my Spanish to a level C1/B2.
• Excelled in this position and was permitted to teach beyond my capacity as an assistant.

Ica International Diploma In Governance, Risk And Compliance, Pass

Bachelor’S Degree, Business Management And Hispanic Studies (Ba), 2.1

Activities and Societies: The Sheffield Graduate Award, Departmental Organiser for the Hispanic Society and Residential Mentor. Including.