Nigel Smith Email & Phone Number

The remit of my role is responsible for compliance with professional standards (such as voluntary best practice) and internal standards. As a compliance professional, I'll need to:Perform risk assessments to understand risk level, significance and scopekeep up to date with, and understand, relevant laws and regulationsmonitor compliance with laws, regulations and internal policiesensure that my findings are recorded and followed up with management so that issues can be rectifiededucate employees on not only the regulations, but also the impact on the organisation if these aren't complied withinvestigate irregularities and non-compliance issuesreport back to business functions on current risk and compliance performancehighlight or escalate areas of concerncontribute to robust and effective compliance controls within the organisationassist in the gathering of internal information in response to regulatory requestsperform various general administrative duties (such as file creation andaaintenance of ongoing administrative projects)collaborate with other departments to create a culture of compliance.

Listed skills include Management, Team Leadership, Operations Management, Account Management, and 13 others.