Omar Rivera Email & Phone Number

Woodbridge Township, Nj, Us

United States

Edison, New Jersey

I was responsible for offering and implementing strategic insights and recommendations to streamline existing products, manage and design new and existing products or programs. I consistently enhanced business efficiency and secured results by spearheading a team of process managers successfully executing processes. Apart from being instrumental in designing processes and coordinating across leadership to influence bottom-line results, I oversaw multiple workflows, projects, and programs concurrently and managed effective business operations in compliance with regulatory and procedural requirements. I conducted data trends analysis to assess the effectiveness and deploy necessary benchmarks to ensure data integrity. Besides ensuring appropriate and consistent execution, I am integral in minimizing risk exposure and negative tax implications by performing business plans and non-approved assets analysis. I spearheaded strategic business projects of the Registered Investment Advisor and facilitated new product approvals, implementation, procedure documents, and the establishment of infrastructure for new and existing business initiatives. I also identified control weaknesses concerning products and system infrastructure by conducting consistent risk evaluation audits of existing programs and workflows. Moreover, I designed and orchestrated business management risk oversight processes as well as enforced internal and third-party Service Level Agreements ensuring efficient, timely, and accurate fulfillment.

Long Island City, Ny

I conceptualized and executed long and short-term corporate strategies to ensure client satisfaction and enhance investment returns. Besides developing and establishing operating standards, I coached and mentored professional teams with training, development, goal setting, and productive feedback facilitating their growth in the organization. I leveraged a daily ‘break’ report to determine all inconsistencies between the trust accounting system and Charles River. I also performed holdings and investments evaluations, performance analyses, and asset allocations reviews, ensuring compliance with trust provisions. Additionally, I conducted business plans review and non-approved assets to mitigate risk exposure and minimize negative tax implications strategically.

Edison, Nj

I was responsible for partnering with clients and the management team to comprehend and address client needs by offering optimal solutions. Besides serving as a subject matter expert on technical product designs, I reinforced internal controls by restricting and segregating user access. Additionally, I processed test scripts and evaluated the productivity of internal workflows.

New York

Provided oversight over the management and trading of fiduciary, risk-based portfolios including; investment strategy implementation, asset allocation monitoring and performance attribution. Performed manager due diligence reviews of SMA managers, financial advisors and registered investment representatives. Served as a liaison between clients, administrators and financial advisors; resolving issues between beneficiaries, reviewing account performance and liquidity needs, manager selection and portfolio changes. Sustained high client retention rates by providing excellent customer service and developing equitable solutions to meet the goals of all interested parties. - Implemented single-account formats utilizing ETF models that surpassed revenue targets and streamlined trading processes. - Collaborated with both internal personnel and external vendors to improve efficiency and overall performance involving day-to-day activities such as; implementing an automated annual investment review process, proxy voting and affiliate security monitoring system

Bachelor Of Arts, Business Administration And Management

Associate Of Applied Science, International Business