I’m a senior level attorney with a background in all facets of the municipal securities business. I have joined LinkedIn to share expertise and collaborate with the community by offering informal networking advice, guidance and contacts, as appropriate, across all facets of my work.I’ve counseled senior managers, investment bankers and traders on securities law / SRO regulations; negotiated with issuers; and defended regulatory investigations and litigation. To achieve corporate bottom-line, performance, and growth objectives, I believe you need to get a firm grasp on the facts (or, as lawyers say, do the necessary due diligence) and lead well-targeted efforts to mitigate risks, ensure industry best practices and gain operational efficiency. I’m happy to talk about the initiatives I have implemented to reach organizational and stakeholder goals; or how I involve and empower other team members to craft winning strategies. In contrast to my work as an attorney, my earlier career involved the broadcasting and entertainment industry and I’m also happy to share my experiences as an Executive Producer in radio drama and television documentaries and as CBS Television Network Technical Manager.Please feel free to reach out to me directly via LinkedIn mail or send me an email at peterspamw@verizon.netSPECIALTIESSecurities & Bonds; Financial Services; Leadership; Public Finance & Municipal Securities; SEC/FINRA & AML; Strategic Alliances; Capital Markets; Litigation; Investment Banking; Structured Finance; Regulatory Compliance; Swaps & Derivatives; Corporate Communications; Writing& Presentations; Contract Negotiations & Closing; Program & Project Leadership ; Hedge Funds; Business Consulting.
Listed skills include Securities, Securities Regulation, Litigation, Finra, and 28 others.
