Pan Lam Email & Phone Number

Hong Kong Sar

London, England, United Kingdom

Hong Kong Sar

• Conduct statutory audits for a few leading securities brokerage firms and investment banks• Conduct statutory audits for a leading Swiss bank, a leading Chinese investment bank, a leading German investment bank, a leading UK bank, and other financial institutions• Perform FRR, banking return, and orso audits for different financial institutions• Performed initial audits for a German investment bank, a Chinese investment bank, and different financial institutions• Updated SFC… Show more • Conduct statutory audits for a few leading securities brokerage firms and investment banks• Conduct statutory audits for a leading Swiss bank, a leading Chinese investment bank, a leading German investment bank, a leading UK bank, and other financial institutions• Perform FRR, banking return, and orso audits for different financial institutions• Performed initial audits for a German investment bank, a Chinese investment bank, and different financial institutions• Updated SFC regulatory compliance audit requirement for EY Financial Services assurance Show less

Hong Kong

•Performed initial-year audit for a Chinese leading investment bank with focus on private equity investments•Conducted statutory audits for a HKMA regulated FI and different types of SFC licensed corporations•Performed initial-year audits for a German leading bank and different private equity funds•Audited a US-based investment bank with focus on the cryptocurrency business

Hong Kong

•Assisted a local leading bank in developing the debt capital market business procedural manual•Worked on sales suitability projects and assisted different banks in developing product risk rating model, customer risk profiling questionnaire and product due diligence policies•Conducted statutory audits for different types of SFC licensed corporations•Performed first-year audit for a UK leading investment bank•Conducted an assurance engagement and loan review for an Indian leading… Show more •Assisted a local leading bank in developing the debt capital market business procedural manual•Worked on sales suitability projects and assisted different banks in developing product risk rating model, customer risk profiling questionnaire and product due diligence policies•Conducted statutory audits for different types of SFC licensed corporations•Performed first-year audit for a UK leading investment bank•Conducted an assurance engagement and loan review for an Indian leading bank•Assisted Monetary Authority of Macau on interpreting a new accounting regulation•Cooperated with different engagement teams and provided on-site training to team members•Maintained regular communication with managers, partners and clients•Acted as the audit in-charge and led different teams on delivering quality work Show less

Hong Kong

Hong Kong

•Handled client account opening and maintenance•Processed dealing orders on subscription, redemption and switching•Performed settlements for client assets

Hong Kong

•Conducted statutory audits for different financial corporations•Cooperated with different engagement teams •Maintained regular communication with audit in-charge, managers and clients•Acted as the audit team member and delivered quality work

Accountancy, Bba (Hons)

Bachelor Of Business Administration - Bba, Exchange