Parth Patel Email & Phone Number

Charlotte, North Carolina, United States

• Oversee and execute liquidity forecasting and distribute accessible cash numbers for investment objectives to front office staff, concurrently tracking bank overdrafts and facilitating communication concerning significant trades on the horizon.• Develop and distribute monthly reports such as Overdraft Report, Developed Market FX Oversight, and Emerging Market FX Oversight utilizing data visualization software tools.• Exercise oversight over multiple securities lending programs to ensure compliance with established risk limits.• Conduct thorough analyses of financial transactions to validate accuracy and ensure compliance with regulatory standards. generate reports spanning Investment Operations, including trade monitoring and supervision across Equity, Fixed Income, and Derivatives trading.• Reconcile foreign exchange transactions conducted by third-party entities, promptly resolving any discrepancies with relevant stakeholders through meticulous investigation and reconciliation processes.• Collaborate in the development and implementation of process enhancements aimed at optimizing transactional efficiency and efficacy.

Charlotte, North Carolina, United States

• Prepared monthly reports integral to the CFO's monthly financial package, facilitating informed discussions with executive leadership.• Assessed the compliance of proposed updates with established corporate frameworks and strategic objectives.• Analyzed and interpreted Strategic, Functional, and Operational Key Performance Indicators (KPIs) for the CFO's office with meticulous attention to details.• Provided essential support and information for the preparation of Suspicious Activity Reports (SAR) or equivalent filings with FinCEN.• Conduct thorough investigations into suspicious financial activities, including transaction monitoring, customer due diligence (CDD), and Know Your Customer (KYC) procedures.• Identify and mitigate various types of financial fraud, such as money laundering, terrorist financing, fraud schemes, and insider trading.• Evaluated transactions and reporting to ensure alignment with relevant regulatory requirements and uphold data integrity standards.• Generated, analyzed, and presented quarterly, semi-annual, and annual Asset Under Management (AUM) reports.• Actively engaged with the New Business team in client onboarding process.• Provided hands-on assistance to advisors in managing assets exceeding $150 million, contributing to their effective stewardship.• Spearheaded the development of new operational measures to streamline application processing and minimize errors, enhancing overall efficiency.

Ahmedabad, Gujarat

• Contributed to the success of 75 retailers by facilitating annual savings of $1.52M and significantly lowering default rates from 55% to 10%.• Achieved a remarkable 65% increase in sales revenue and a 20% improvement in profitability through strategic initiatives and effective execution.• Played a key role in projects involving adherence to government regulations and compliance standards, ensuring organizational alignment with relevant legal frameworks.• Managed the month-end closing procedures and facilitated monthly reporting to the executive leadership team.• Conducted ongoing monitoring and analysis of competitive pricing dynamics and the effects of price elasticity, determining optimal strategies and courses of action accordingly.• Formulated financial ratios and policies, accordingly, synthesizing current business intelligence data to produce reports and presentations, while evaluating the consistency and significance of various business intelligence data against needs to determine optimal courses of action.• Mapped process activities to identify shortfalls and identify options to rectify operational inefficiencies.• Recommended operational improvements based on tracking and analysis of financial and operational data.• Discussed changes with stakeholders and initiated projects to improve efficiency.

India

- Interacting with Clients- Market Research- Assist in Recommending Changes/Upgrades- Assisting Internal Departments and Staff- Assisting in field visits- Assisting in data collection and evaluation - Assisting in policy drafting- Assisting in solving operational issues - Assisting in implementing changes- Assisting in preparing financial reports- Report to departments and collect reviews and feedbacks

Charlotte, North Carolina, United States