Patrick Hill Email & Phone Number

Sydney, New South Wales, Australia

Sydney, New South Wales, Australia

Broadly, the role covered several functions, the main one being of plan administrator for key clients’ equity compensation plans, and the major corporate action events associated with these.- Project manage and process assigned transactions and events related to employee equity compensation plans, such as Dividends, Purchases, Releases, Vesting’s etc..

Sydney, Australia

Settlement of all broker dealer trades inclusive of issuer transfers & HIN transfers via CHESS. All reporting and reconciliations including cash and funding for the account operator team. Investigation into failed trades and settlement of all market obligations. Trade and customer support for the broker client- Settlement of all cash equities for the.

Sydney

Managing a team providing operational support to all advisers & DTR’s for our retail and institutional client base.Trained and managed all team functions including the below: - All account opening including international equities & options & Institutional clients. - Wrote ASIC approved team Policies & Procedures - Managed all Risk & Compliance issues..

The position is primarily responsible for processing stock transfers (on market and off market) including issuer conversions, broker to broker transfers and off market transfers. The Securities Services team is also responsible for processing Margin Lending refinances (in and out) and deceased estates for E*TRADE clients.

Sydney, New South Wales, Australia

Managed Funds Executive Management of all clients managed funds related requests and relationship building across the various platform providers. Requests included but were not limited to the following: pledging of funds, redemptions, applications, withdrawals, and account closures. Also maintaining and updating procedures and policies in line with the.

The role involved processing international & domestic funds transfers, commission payments, client interest obligations, drawdowns for investment, general management of client loan and portfolio, and investigations of any irregularities for account managers and internal stakeholders. Also, as a senior member of the team, I participated in the selection and.

London, England, United Kingdom

The role at Nomura was specifically for the implementation of the Basel Accord. New and stringent regulations from Basel meant this was a high profile and demanding project within the firm that had to completed within a tight deadline. My role was to supervise a small team of analysts within the Information Management division.Duties included:- All Ensure.

Graduates Diploma, Economics

Post graduates Diploma for Economics Honours Students

Bachelor Of Commerce - Bcom, Marketing

Education record