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Patrick Kane Email & Phone Number
Managing Director
at
Asgard Regulatory Group, LLC
1 work email found
@asgardcompliance.com
1 phone found area 516
LinkedIn matched
✓ Verified May 2026
4 data sources
Profile completeness 100%
Current company
Role
Managing Director
Location
New York City Metropolitan Area, United States, United States
Company size
Who is Patrick Kane? Overview
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Quick answer
Patrick Kane is listed as Managing Director at Asgard Regulatory Group, LLC, a company with 16 employees, based in New York City Metropolitan Area, United States, United States. AeroLeads shows a work email signal at asgardcompliance.com, phone signal with area code 516, and a matched LinkedIn profile for Patrick Kane.
Patrick Kane previously worked as Executive Director at Waystone Compliance Solutions and CCO at Sea Otter Securities Group. Patrick Kane holds Ba, Marketing from University Of Scranton.
Company email context
Email format at Asgard Regulatory Group, LLC
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{first_initial}{last}@asgardcompliance.com
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AeroLeads found 1 current-domain work email signal for Patrick Kane. Compare company email patterns before reaching out.
Profile bio
About Patrick Kane
Results-driven financial industry professional with expertise in the areas of compliance, trading strategies, electronic trading systems, program management, and project management. A full-service performer incorporating 6 years of industry experience including front and back office operations, technology systems, and regulatory expertise. Known as a motivational leader with a special talent for building cooperative and productive work environments that foster achievement of corporate goals. Accomplished in the following key areas: Risk and Audit, Surveillance, Testing and Controls, Trading Analysis, Trade Reporting, Reg SHO, Reg NMS, TRACE, OATS, Parking, Open Order Adjustment.Specialties: Evaluating business practices and advise on procedural changes to avoid undue risk exposure.
Listed skills include Series 7, Series 4, Series 24, Series 63, and 32 others.
Current workplace
Patrick Kane's current company
Company context helps verify the profile and gives searchers a useful next step.
Asgard Regulatory Group, Llc
11 roles
Patrick Kane work experience
A career timeline built from the work history available for this profile.
Executive Director
Current
Nov 2023 - Present
Cco
Current
Sea Otter Securities Group
Jan 2018 - Present
Cco
Sea Otter Securities Group
Jan 2018 - Nov 2023
Chief Compliance Officer
Sea Otter Advisors
Mar 2023 - Nov 2023
Compliance
Arxis Capital Group Llc
Nov 2016 - Dec 2017
Vice President Compliance
Feb 2013 - Nov 2016
Assistant Vice President Supervisory Control
Knight Equity Markets
Currently review procedures regarding trading activity as it pertains to compliance with various regulatory authorities. Trade reporting, OATS, and various Reg Sho and NMS issues in particular.
Nov 2008 - Feb 2013
Assistant Vice President
- Assistant Vice President - Market Surveillance
- Interact with personnel from other departments such as sales, equity, fixed income trading desks and legal.
- Prepare monthly status reports for review by senior management.
- Utilize MANTAS software and proprietary software to conduct daily surveillance of the Firm’s Institutional Trading business to successfully ensure compliance with regulatory requirements.
- Manage steady flow of regulatory inquiries by analyzing trade data to compose and deliver timely responses.
- Assisting in revising policy and procedure in response to changes in the regulatory environment.
Apr 2006 - Nov 2008
Head Floor Clerk
- AMEX Trading Floor Clerk
- Supervisor of retail operations
- Provided the necessary link between customer and floor broker
- Facilitated the execution of orders received
- Updated customers on order status and inputted trades for clearance
- Responsible for locating and correcting trade discrepancies
Nov 2000 - Apr 2006
Assistant Trader
Harvey, Young And Yerman
- Harvey, Young, & Yurman, New York, New York (September 1998- November 2000) AMEX Trading Floor Clerk
- Supervisor of retail operations
- Provided the necessary link between customer and floor broker
- Facilitated the execution of orders received
- Updated customers on order status and inputted trades for clearance
- Responsible for locating and correcting trade discrepancies
Sep 1998 - Nov 2000
Team & coworkers
Colleagues at Asgard Regulatory Group, LLC
Other employees you can reach at asgardcompliance.com. View company contacts for 16 employees →
PV
Pradeep Venkatesh
Colleague at Asgard Regulatory Group, Llc
Bengaluru, Karnataka, India, India
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YM
Yanir Michael Lovton
Colleague at Asgard Regulatory Group, Llc
Israel, Israel
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SB
Shannon Brady
Colleague at Asgard Regulatory Group, Llc
Holbrook, New York, United States, United States
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RL
Ryan Loyola
Colleague at Asgard Regulatory Group, Llc
Marikina, National Capital Region, Philippines, Philippines
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ET
Eden Turner
Colleague at Asgard Regulatory Group, Llc
Oakdale, New York, United States, United States
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Pradeep Venkatesh
Colleague at Asgard Regulatory Group, Llc
Bengaluru, Karnataka, India, India
View →
YM
Yanir Michael Lovton
Colleague at Asgard Regulatory Group, Llc
Israel, Israel
View →
SB
Shannon Brady
Colleague at Asgard Regulatory Group, Llc
Holbrook, New York, United States, United States
View →
RL
Ryan Loyola
Colleague at Asgard Regulatory Group, Llc
Marikina, National Capital Region, Philippines, Philippines
View →
ET
Eden Turner
Colleague at Asgard Regulatory Group, Llc
Oakdale, New York, United States, United States
View →
2 education records
Patrick Kane education
Ba, Marketing
Education record
Chaminade High School
FAQ
Frequently asked questions about Patrick Kane
Quick answers generated from the profile data available on this page.
What company does Patrick Kane work for?
Patrick Kane works for Asgard Regulatory Group, LLC.
What is Patrick Kane's role at Asgard Regulatory Group, LLC?
Patrick Kane is listed as Managing Director at Asgard Regulatory Group, LLC.
What is Patrick Kane's email address?
AeroLeads has found 1 work email signal at @asgardcompliance.com for Patrick Kane at Asgard Regulatory Group, LLC.
What is Patrick Kane's phone number?
AeroLeads has found 1 phone signal(s) with area code 516 for Patrick Kane at Asgard Regulatory Group, LLC.
Where is Patrick Kane based?
Patrick Kane is based in New York City Metropolitan Area, United States, United States while working with Asgard Regulatory Group, LLC.
What companies has Patrick Kane worked for?
Patrick Kane has worked for Asgard Regulatory Group, Llc, Waystone Compliance Solutions, Sea Otter Securities Group, Sea Otter Advisors, and Arxis Capital Group Llc.
Who are Patrick Kane's colleagues at Asgard Regulatory Group, LLC?
Patrick Kane's colleagues at Asgard Regulatory Group, LLC include Pradeep Venkatesh, Yanir Michael Lovton, Shannon Brady, Ryan Loyola, and Eden Turner.
How can I contact Patrick Kane?
You can use AeroLeads to view verified contact signals for Patrick Kane at Asgard Regulatory Group, LLC, including work email, phone, and LinkedIn data when available.
What schools did Patrick Kane attend?
Patrick Kane holds Ba, Marketing from University Of Scranton.
What skills is Patrick Kane known for?
Patrick Kane is listed with skills including Series 7, Series 4, Series 24, Series 63, Series 25, Series 55, Compliance, and Excel.
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