Asgard Regulatory Group LLC (“Asgard”) specializes in providing regulatory compliance and business advisory services and audit and special project work to broker-dealers, investment advisers, and hedge funds to ensure they meet their obligations under SEC, FINRA, MSRB and other governmental rules and regulations. Please visit our website at www.asgardcompliance.com or contact us at 631-801-2900.
Company Details
- Employees
- 16
- Founded
- -
- Address
- 175 Pinelawn Rd, Melville,new York 11747,united States
- Phone
- (631) 801-2900
- in****@****nce.com
- Industry
- Financial Services
- NAICS
-
Finance and InsuranceMonetary Authorities-Central Bank
- Website
- asgardcompliance.com
- Keywords
- Compliance Services, Mock FINRA and SEC Audits, FINRA New Membership and Continuing Membership Applications (NASD Rule 1017), Supervisory Control Testing (Rule 3120), AML Independent Inspections, RIA Compliance Services, Cybersecurity, Broker Dealer Compliance, Regulation BI, Risk Assessments, Advisory Services, Consulting, FINRA Compliance, SEC Compliance, Special Projects, Regulatory Assistance, Problem Solving, Business Advisory Services, Special Situations, Training and Education.
- HQ
- Melville, New York
Asgard Regulatory Group, Llc Questions
Asgard Regulatory Group, Llc's helpline number is (631) 801-2900
Asgard Regulatory Group, Llc's website is asgardcompliance.com
Asgard Regulatory Group, Llc's LinkedIn profile is https://www.linkedin.com/company/asgardcompliance
Asgard Regulatory Group, Llc has
16 employees.
View email and phone details for 16
employees at Asgard Regulatory Group, Llc.
Asgard Regulatory Group, Llc's industry is
Financial Services
Asgard Regulatory Group, Llc's top competitors are
Sqn Global,
Complect,
Moran Compliance Consulting Llc,
Patten Training & Review,
Vigilant Compliance,
Orical Llc,
Frontline Compliance,
Halyard Compliance,
Ria Compliance Concepts,
Renaissance Regulatory Services.
Asgard Regulatory Group, Llc's support email address is inquire@asgardcompliance.com
Asgard Regulatory Group, Llc's categories are Financial Services
Asgard Regulatory Group, Llc's founding year is 2008
