Company Email Format Management

Asgard Regulatory Group, LLC

Financial Services Melville, New York, United States 16 employees

Employees: 16
Contacts: 2
Emails: 2
Phones: 1

asgardcompliance.com LinkedIn

Asgard Regulatory Group, LLC Overview

Headquarters: Melville, New York, United States
Phone Number: Available in AeroLeads
Website: asgardcompliance.com
Industry: Financial Services
Employees: 16
Founded: 2008
Funding: ,
Company Email: Available in AeroLeads
NAICS: Finance and Insurance

Monetary Authorities-Central Bank

Keywords

Compliance Services Mock FINRA and SEC Audits FINRA New Membership and Continuing Membership Applications (NASD Rule 1017) Supervisory Control Testing (Rule 3120) AML Independent Inspections RIA Compliance Services Cybersecurity Broker Dealer Compliance Regulation BI Risk Assessments Advisory Services Consulting

About Asgard Regulatory Group, LLC

Asgard Regulatory Group LLC (“Asgard”) specializes in providing regulatory compliance and business advisory services and audit and special project work to broker-dealers, investment advisers, and hedge funds to ensure they meet their obligations under SEC, FINRA, MSRB and other governmental rules and regulations. Please visit our website at www.asgardcompliance.com or contact us at 631-801-2900.

Asgard Regulatory Group, LLC Contact Details

People in AeroLeads: 4
With contact data: 2
Email contacts: 2; 50.0% coverage
Phone contacts: 1; 25.0% coverage

Asgard Regulatory Group, LLC Org Chart

Sample employees and titles

Name	Title	Location	Contact
Eden Turner	Managing Director, Compliance and Risk Management at Asgard Regulatory Group, Llc	Oakdale, New York, United States	Email Phone
Adriana Piltz, Alm	Sustainability Strategist - Operation and Finance Expert - Advocate and Visionary for Inclusive Affordable Housing Solutions for Idd and Just Society		View
Olivia Scuteri, Cams	Senior Associate Director, Compliance and Risk Management & Information Security Officer at Asgard Regulatory Group, Llc (Cams, S14, M.p.s Cyber	New York City Metropolitan Area, United States	Email
Alona Kornberg	Compliance Enthusiast		View