SQN is short for the Latin term "Sine Qua Non" which loosely translates to “the ingredient without which something would be impossible.”
Whether you need support starting a broker-dealer or enhancing operational efficiencies, SQN Global exists to provide the services required to be competitive and compliant in today's financial services industry.
We appreciate many financial service institutions are overwhelmed with the ever-changing regulatory requirements and ongoing reporting demands, not to mention the costs associated with building an in-house team.
SQN Global is designed to solve these, and other, issues as an outsourced partner and is uniquely qualified to provide cost-efficient and customizable packages of essential compliance / regulatory consulting, financial services / reporting and accounting / business operations functions. We can support new member applications, additions in business lines, and independent annual audits to supplement our core offering of outsourced compliance and FinOp services.
The team at SQN Global is licensed to provide your firm adherence with the following regulatory roles and requirements, and more:
- Series 4 (Registered Options and Security Futures Principal)
- Series 7 (General Securities Representative)
- Series 14 (Compliance Officer)
- Series 24 (General Securities Principal)
- Series 27/28 (FINOP - Financial and Operations Principal)
- Series 55/57 (Securities Trader)
- Series 66 (Series 63 and Series 65 Registered Investment Adviser)
- Series 79 (Investment Banking Registered Rep)
- Series 87 (Research Analyst)
- Series 99 (Operations Professional)
Thanks to a series of consultant partnerships that meet our standard of excellence, SQN Global can also provide regulatory legal advice, business tax preparation, financial year-end audits, and cryptocurrency compliance consulting.
Company Details
- Employees
- 4
- Founded
- -
- Address
- Delray Beach, Fl 33446, Us
- Industry
- Financial Services
- NAICS
-
Finance and InsuranceMonetary Authorities-Central Bank
- Website
- https://sqn-global.com/
- Keywords
- Financial Services, Accounting, Broker Dealer, Regulatory Compliance, FINRA, SEC, Cryptocurrency, Audits, Private Placement, Hedge Funds, FinOp, Consulting, Registered Investment Advisors, Chief Compliance Officer, Chief Executive Officer, Investment Banking, Institutional Investing, FinTech, Digital Assets.
- HQ
- Delray Beach, FL
Sqn Global Questions
Sqn Global's website is https://sqn-global.com/
Sqn Global's LinkedIn profile is https://www.linkedin.com/company/sqn-global
Sqn Global has
4 employees.
View email and phone details for 4
employees at Sqn Global.
Sqn Global's industry is
Financial Services
Sqn Global's top competitors are
Takeover,
Moran Compliance Consulting Llc,
Global Capital Strategies,
Onepointtwo Capital,
Halyard Compliance,
Compliers Consulting Services, Llc,
Asgard Regulatory Group, Llc,
Amongst Elite Capital,
Atmanna Partners,
Hadrius.
Sqn Global's categories are Financial Services
Sqn Global's founding year is 2018
