Regulatory compliance consulting for investment advisors, investment companies, and private funds managed by a former Chief Compliance Officer, former U.S. Securities and Exchange Commission Senior Securities Compliance Examiner/Senior Accountant, and current CPA with over 25 years of compliance experience.
Moran Compliance Consulting LLC provides consulting services to direct clients and as an independent contractor to compliance consulting firms. Services include outsourced chief compliance officer, CCO and compliance program support, mock audits, Rule 206(4)-7 and Rule 38a-1 annual reviews, SEC examination support, marketing reviews, writing policies and procedures and codes of ethics, designing testing and controls, remediating risks and conflicts of interest, trading reviews, regulation analysis, regulatory filings, project management, and employee training.
We partner with your firm to ensure your compliance requirements are complete and accurate. Rather than charge expert rates and hire junior staff for engagements, Moran Compliance Consulting only uses senior compliance professionals.
For more information email us at Info@MoranCompliance.com or call us at 215-650-7056.
Start a relationship now and gain SEC examination guidance you hope you will never need!
Company Details
- Employees
- 1
- Founded
- -
- Address
- Philadelphia, Pennsylvania, Us
- Industry
- Investment Management
- NAICS
-
Other Financial Investment ActivitiesPortfolio ManagementAll Other Financial Investment ActivitiesTrust, Fiduciary, and Custody ActivitiesMiscellaneous Financial Investment Activities
- Website
- http://www.morancompliance.com
- Keywords
- Private Fund Compliance, Investment Advisor Compliance, Investment Company Compliance, CCO and Compliance Program Support, Marketing Reviews, Outsourced CCO, Mock SEC Examinations, Compliance Training, Email Reviews.
- HQ
- Philadelphia, Pennsylvania
Moran Compliance Consulting Llc Questions
Moran Compliance Consulting Llc's website is http://www.morancompliance.com
Moran Compliance Consulting Llc's LinkedIn profile is https://www.linkedin.com/company/moran-compliance-consulting-llc
Moran Compliance Consulting Llc has
1 employees.
View email and phone details for 1
employees at Moran Compliance Consulting Llc.
Moran Compliance Consulting Llc's industry is
Investment Management
Moran Compliance Consulting Llc's top competitors are
Renaissance Regulatory Services,
Lamplighter Financial,
Silver Regulatory Associates Llc,
Sqn Global,
Halyard Compliance,
Iq-Eq,
Orical Llc,
Cloudbreak Compliance Group, Llc,
Cavendish Fiduciary (Jersey) Limited,
Asgard Regulatory Group, Llc.
Moran Compliance Consulting Llc's categories are Investment Management
Moran Compliance Consulting Llc's founding year is 2021
