Paul Mann Email & Phone Number

I manage a team of experienced fiduciary advisors who are tasked with servicing over $1 billion in client assets.

Gilbert, Az

Gilbert, Arizona

As the founder and CEO of Empire Wealth Management I wore many hats. As Chief Compliance Officer (CCO) it was my responsibility to insure all employees were up to date on their regulatory training and licensing. Additionally, I was responsible for keeping the firms Form ADV updated, as well as review all trades and monthly client billing. I was also responsible for marketing the firms services in order to attract new clients, recruit new Financial Advisors, hiring and firing office… Show more As the founder and CEO of Empire Wealth Management I wore many hats. As Chief Compliance Officer (CCO) it was my responsibility to insure all employees were up to date on their regulatory training and licensing. Additionally, I was responsible for keeping the firms Form ADV updated, as well as review all trades and monthly client billing. I was also responsible for marketing the firms services in order to attract new clients, recruit new Financial Advisors, hiring and firing office staff, making decisions and plans for the firms growth and seeing those plans through to completion. In addition to all of this, I established financial plans for my own clients and managed their investment portfolios which included such investments as individual stocks, bonds, ETFs, mutual funds, CDs, both publicly traded and non-publicly traded Real Estate Investment Trusts (REIT) and stock options. Show less

Assisted clients with all of their financial planning needs: Assisted clients in defining their financial goals and created plans to help them achieve those goals.

Managed branch investment book worth over $46,000,000. Grew branch investment book 20% in 12 months. Worked as a partner with Branch Manager to train Personal Bankers in profiling techniques and basic selling skills. Received special recognition from the Mesa Police Department for protecting my elderly-clients assets from extortion and assisting in the arrest of deceitful individuals.

Helped clients prepare for retirement by recommending suitable investments

Assisted high net worth and active trader clients in keeping a properly diversified portfolio: Trained other brokers on stock market and option market mechanics, Trained other brokers on basics of level II quotes and technical analysis, Taught option trading strategies to other brokers and clients, Prepared and taught classes on process of ACAT and non ACAT transfers, Researched CD’s, stocks, options, and mutual funds for clients, Bought and sold CD’s, bonds, stocks, mutual funds, and options… Show more Assisted high net worth and active trader clients in keeping a properly diversified portfolio: Trained other brokers on stock market and option market mechanics, Trained other brokers on basics of level II quotes and technical analysis, Taught option trading strategies to other brokers and clients, Prepared and taught classes on process of ACAT and non ACAT transfers, Researched CD’s, stocks, options, and mutual funds for clients, Bought and sold CD’s, bonds, stocks, mutual funds, and options in client accounts, Assisted active traders in placing trades while paying strict attention to margin limits, Contacted clients with margin calls and helped achieve a satisfactory resolution. Show less