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Peter Caputo Email & Phone Number
Director of Compliance - ATS and Trade Surveillance
at
Futu Clearing Inc.
1 work email found
@raffcap.com
1 phone found area 516
LinkedIn matched
✓ Verified Jun 2026
4 data sources
Profile completeness 100%
Current company
Role
Director of Compliance - ATS and Trade Surveillance
Location
New York, New York, United States
Company size
Who is Peter Caputo? Overview
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Quick answer
Peter Caputo is listed as Director of Compliance - ATS and Trade Surveillance at Futu Clearing Inc., a company with 66 employees, based in New York, New York, United States. AeroLeads shows a work email signal at raffcap.com, phone signal with area code 516, and a matched LinkedIn profile for Peter Caputo.
Peter Caputo previously worked as Chief Administrative Officer (CAO)/Head of Trading and Investment Operations at Templum Markets Llc and Chief Compliance Officer at Templum Markets, Llc.. Peter Caputo holds Bachelor'S Degree, Communications from Iona College.
Company email context
Email format at Futu Clearing Inc.
This section adds company-level context without repeating Peter Caputo's masked contact details.
{last}{first_initial}@raffcap.com
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AeroLeads found 1 current-domain work email signal for Peter Caputo. Compare company email patterns before reaching out.
Profile bio
About Peter Caputo
High performing financial professional with 20+ years of broker dealer expertise with a focus in trading, compliance, operations, on-boarding and risk management. Strong Knowledge of SEC, FINRA, KYC/AML rules, regulations and guidance.Experienced with private securities and alternative assets, specifically Reg A+, Reg D, and Reg CF
Listed skills include Equities, Trading, Capital Markets, Hedge Funds, and 26 others.
Current workplace
Peter Caputo's current company
Company context helps verify the profile and gives searchers a useful next step.
Futu Clearing Inc.
3 roles
Peter Caputo work experience
A career timeline built from the work history available for this profile.
Chief Administrative Officer (Cao)/Head Of Trading And Investment Operations
Templum Markets Llc
Jan 2022 - Oct 2024
Chief Compliance Officer
Templum Markets, Llc.
Compliance/Broker Dealer Operations
May 2018 - Jan 2022
1 education record
Peter Caputo education
FAQ
Frequently asked questions about Peter Caputo
Quick answers generated from the profile data available on this page.
What company does Peter Caputo work for?
Peter Caputo works for Futu Clearing Inc..
What is Peter Caputo's role at Futu Clearing Inc.?
Peter Caputo is listed as Director of Compliance - ATS and Trade Surveillance at Futu Clearing Inc..
What is Peter Caputo's email address?
AeroLeads has found 1 work email signal at @raffcap.com for Peter Caputo at Futu Clearing Inc..
What is Peter Caputo's phone number?
AeroLeads has found 1 phone signal(s) with area code 516 for Peter Caputo at Futu Clearing Inc..
Where is Peter Caputo based?
Peter Caputo is based in New York, New York, United States while working with Futu Clearing Inc..
What companies has Peter Caputo worked for?
Peter Caputo has worked for Futu Clearing Inc., Templum Markets Llc, and Templum Markets, Llc..
How can I contact Peter Caputo?
You can use AeroLeads to view verified contact signals for Peter Caputo at Futu Clearing Inc., including work email, phone, and LinkedIn data when available.
What schools did Peter Caputo attend?
Peter Caputo holds Bachelor'S Degree, Communications from Iona College.
What skills is Peter Caputo known for?
Peter Caputo is listed with skills including Equities, Trading, Capital Markets, Hedge Funds, Securities, Investments, Bloomberg, and Fixed Income.
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