Chief Compliance Officer
Current
Jul 2020 - Present
AeroLeads people directory · profile
Pete Rock Email & Phone Number
Chief Compliance Officer
at
Oceanview Life and Annuity
2 work emails found
@kofc.org
3 phones found area 609 and 203
LinkedIn matched
✓ Verified May 2026
4 data sources
Profile completeness 100%
Current company
Role
Chief Compliance Officer
Location
Doylestown, Pennsylvania, United States
Company size
Who is Pete Rock? Overview
A concise factual answer block for searchers comparing this professional profile.
Quick answer
Pete Rock is listed as Chief Compliance Officer at Oceanview Life and Annuity, a company with 13 employees, based in Doylestown, Pennsylvania, United States. AeroLeads shows a work email signal at kofc.org, phone signal with area code 609, 203, and a matched LinkedIn profile for Pete Rock.
Pete Rock previously worked as Director, Operational Compliance at Currin Compliance Services, Inc. and Compliance Consultant at Currin Compliance Services, Inc.. Pete Rock holds Bachelor Of Business Administration (Bba), Business, Management, Marketing, And Related Support Services from Delaware Valley College.
Company email context
Email format at Oceanview Life and Annuity
This section adds company-level context without repeating Pete Rock's masked contact details.
{first}.{last}@kofc.org
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AeroLeads found 2 current-domain work email signals for Pete Rock. Compare company email patterns before reaching out.
Profile bio
About Pete Rock
Accomplished, results-driven insurance executive with more than 30 years of broad based experience in the insurance and financial services industry. Experienced in creating and leading compliance and operational functions within a large, multi-national insurer and at one of the largest insurance brokerage agencies. Proven success in risk management and reduction, solving complex business issues, leadership and negotiation skills. Superior communication and collaboration skills cultivating organizational and professional relationships.
Listed skills include Insurance, Risk Management, Financial Services, Fixed Annuities, and 13 others.
Current workplace
Pete Rock's current company
Company context helps verify the profile and gives searchers a useful next step.
Oceanview Life And Annuity
11 roles
Pete Rock work experience
A career timeline built from the work history available for this profile.
Director, Operational Compliance
Lead operational compliance efforts for insurance companies, intermediaries and agencies. Help clients design effective, cost efficient ways to properly mitigate risks in their business while finding ways to expand their client base and operational efficiencies. Provide compliance risk assessments, design procedures, assist in responding to regulatory.
Nov 2018 - Jul 2020
Compliance Consultant
Matching my experience in insurance operations and compliance with an amazing team of financial service compliance professionals!
Jan 2018 - Nov 2018
Chief Compliance Officer & Chief Operations Officer
May 2017 - Dec 2017
Deputy Chief Compliance Officer
Together with the Chief Compliance Officer, lead the compliance team, develop, implement and oversee company policy procedures intended to prevent unethical and illegal conduct, and help sustain the already strong culture of ethics within the insurance operation and fraternal benefit society as a whole.
Dec 2013 - May 2017
Senior Risk Mitigation & Compliance Consultant
Lead the Risk Mitigation & Compliance Audit Team conducting on-site and remote analyses of IMO/FMO/BGA’s risk exposures.
Feb 2013 - Mar 2014
Independent Consultant
Sole Proprietor
Provide risk mitigation and compliance consultation services and solutions to insurance carriers, marketing organizations, brokerage general agents and independent agencies.
Feb 2013 - Dec 2013
Vp, Compliance
Developed and led compliance operation for insurance brokerage firm generating more than $1.2B in insurance and annuity premium each year.Acted as CCO and led compliance efforts for our sister broker/dealer with more than $13M per year in gross revenues.
Jul 2005 - Dec 2012
Director, International Insurance Compliance
Served as compliance officer for Prudential's international insurance operation. Helped structure compliance departments in Asia, Europe and South America.Performed audits in all subsidiaries, and assisted in Sarbanes-Oxley reviews in material subsidiaries.
Jun 2002 - Jul 2005
Director, Business Quality
Lead compliance operation for Prudential's outbrokerage business.Acted as Product Manager for private placement VUL co-manufactured product.
Jan 1999 - Jun 2002
Various Compliance & Operational Leadership Roles
Held numerous compliance and operational positions including leading the broker/dealer compliance team for NE US; the advertising and marketing material process; customer relations; and agent training teams.
Jul 1984 - Jan 1999
Team & coworkers
Colleagues at Oceanview Life and Annuity
Other employees you can reach at oceanviewlife.com. View company contacts for 13 employees →
JM
John Mitrovic
Colleague at Oceanview Life And AnnuityGreater Tampa Bay Area, United States
View →
BB
Blaine Bentley
Colleague at Oceanview Life And AnnuityDenver, Colorado, United States, United States
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BF
Ben Faught
Colleague at Oceanview Life And AnnuityIndianapolis, Indiana, United States, United States
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EF
Eric Fiedler
Colleague at Oceanview Life And AnnuityKnoxville, Tennessee, United States, United States
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MK
Mandy Kalman
Colleague at Oceanview Life And AnnuityDenver Metropolitan Area, United States
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NS
Nick Saccomanno
Colleague at Oceanview Life And AnnuityPhoenix, Arizona, United States, United States
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KN
Kent Nelson
Colleague at Oceanview Life And AnnuityPhoenix, Arizona, United States, United States
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AA
Amy Alich
Colleague at Oceanview Life And AnnuityConcord, California, United States, United States
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MG
Misty Glover
Colleague at Oceanview Life And AnnuityAurora, Colorado, United States, United States
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WE
William Egan
Colleague at Oceanview Life And AnnuityNew York, New York, United States, United States
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John Mitrovic
Colleague at Oceanview Life And AnnuityGreater Tampa Bay Area, United States
View →
BB
Blaine Bentley
Colleague at Oceanview Life And AnnuityDenver, Colorado, United States, United States
View →
BF
Ben Faught
Colleague at Oceanview Life And AnnuityIndianapolis, Indiana, United States, United States
View →
EF
Eric Fiedler
Colleague at Oceanview Life And AnnuityKnoxville, Tennessee, United States, United States
View →
MK
Mandy Kalman
Colleague at Oceanview Life And AnnuityDenver Metropolitan Area, United States
View →
NS
Nick Saccomanno
Colleague at Oceanview Life And AnnuityPhoenix, Arizona, United States, United States
View →
KN
Kent Nelson
Colleague at Oceanview Life And AnnuityPhoenix, Arizona, United States, United States
View →
AA
Amy Alich
Colleague at Oceanview Life And AnnuityConcord, California, United States, United States
View →
MG
Misty Glover
Colleague at Oceanview Life And AnnuityAurora, Colorado, United States, United States
View →
WE
William Egan
Colleague at Oceanview Life And AnnuityNew York, New York, United States, United States
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2 education records
Pete Rock education
Bachelor Of Business Administration (Bba), Business, Management, Marketing, And Related Support Services
Master Of Business Administration (Mba), Business Administration, Management And Operations
FAQ
Frequently asked questions about Pete Rock
Quick answers generated from the profile data available on this page.
What company does Pete Rock work for?
Pete Rock works for Oceanview Life and Annuity.
What is Pete Rock's role at Oceanview Life and Annuity?
Pete Rock is listed as Chief Compliance Officer at Oceanview Life and Annuity.
What is Pete Rock's email address?
AeroLeads has found 2 work email signals at @kofc.org for Pete Rock at Oceanview Life and Annuity.
What is Pete Rock's phone number?
AeroLeads has found 3 phone signal(s) with area code 609, 203 for Pete Rock at Oceanview Life and Annuity.
Where is Pete Rock based?
Pete Rock is based in Doylestown, Pennsylvania, United States while working with Oceanview Life and Annuity.
What companies has Pete Rock worked for?
Pete Rock has worked for Oceanview Life And Annuity, Currin Compliance Services, Inc., Parady Financial Group, Knights Of Columbus, and Currin Compliance Services, Llc.
Who are Pete Rock's colleagues at Oceanview Life and Annuity?
Pete Rock's colleagues at Oceanview Life and Annuity include John Mitrovic, Blaine Bentley, Ben Faught, Eric Fiedler, and Mandy Kalman.
How can I contact Pete Rock?
You can use AeroLeads to view verified contact signals for Pete Rock at Oceanview Life and Annuity, including work email, phone, and LinkedIn data when available.
What schools did Pete Rock attend?
Pete Rock holds Bachelor Of Business Administration (Bba), Business, Management, Marketing, And Related Support Services from Delaware Valley College.
What skills is Pete Rock known for?
Pete Rock is listed with skills including Insurance, Risk Management, Financial Services, Fixed Annuities, Life Insurance, Leadership, Securities, and Training.
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