Experienced investment management professional with expertise in portfolio management, financial analysis, and strategic investment planning. Currently overseeing $20 billion in assets, I focus on maximizing client retention, fostering partnerships, and ensuring regulatory compliance. With a strong background in wealth management, trade implementation, and team leadership, I bring a track record of driving financial growth and operational efficiency. Fluent in English and Spanish, I am passionate about developing talent, enhancing client relationships, and championing diversity and inclusion. I am also currently studying for CFA level I.

Managed $20 billion in asset portfolios, focusing on retention and client satisfaction, achieving substantial financial growth and operational efficiency.• Administered $20 billion in assets across complex equity and fixed-income portfolios, achieving a 5-year CAGR of approximately 10%• Tailored investment plans to align with client goals, retaining 98% of clients year-over-year• Collaborated on compliance efforts, maintaining 100% accuracy in quarterly regulatory submissions• Established collaborative partnerships with regional firms, resulting in 25 new institutional clients in the last year

Led critical compliance and financial strategy, significantly enhancing client retention and reducing operational risks across corporate portfolios.• Ensured full compliance within complex regulatory landscapes, averting potential fines for the company• Directed a six-member team, decreasing audit timelines by 25% through practical cross-platform reconciliation• Instituted stringent compliance protocols that led to zero regulatory penalties during tenure

Team Lead: Championed team development and leadership, driving high client retention and advancing staff careers through strategic initiatives.• Coached ten phone representatives, resulting in 70% receiving promotions within the organization• Strengthened relationships with 30+ corporate clients, achieving a 95% annual retention rate• Spearheaded a transformative digital project, reducing operational costs by 20%• Organized team-building activities bi-annually, enhancing employee morale and productivity

• Collaborated in underwriting over 50 VA home loans, applying strict compliance measures to ensure adherence to federal guidelines, contributing to a 100% accuracy rate in loan approval processes• Utilized data analytics tools to assess and validate 200+ borrower documents for risk factors, leading to a 10% improvement in the predictive accuracy of loan defaults• Assisted in implementing a streamlined underwriting workflow, reducing process time by 20% and enhancing operational efficiency• Conducted comprehensive market research on VA loan interest rates and their impact on veteran homeownership findings that were incorporated into the department's quarterly report, which influenced policy recommendations• Integrated cross-functionally with loan officers, compliance teams, and legal departments to ensure the seamless execution of loan agreements, enhancing team efficiency by 5%