Alison Phillips, Cfa, Cim® Email & Phone Number

George Town, George Town, Ky

Cayman Islands

Cayman Islands

An Investment Advisor Associate on a top-tier, high-performing Chairman’s Council team based in Grand Cayman that manages over US$2.5 billion AUM on a multi-currency platform advising UHNW private clients, foundations and companies all over the world.• Lead in the trading of the team’s discretionary models implementing changes set by the investment committee, including ensuring efficient trade execution in our team’s bulk account, allocating trades appropriately across client accounts and timely settlement of securities. This includes liaising with our firm’s equity and fixed income desk to work any orders.• Monitor the Investment Policy Statement guidelines of discretionary portfolios to ensure they are within target allocations and do not breach fixed income credit ratings set by the firm.• Support the Investment Advisors on service execution for our clients, which includes unsolicited trade orders, account openings, ongoing due diligence, and any investment or administrative related requests. • Knowledgeable of KYC guidelines and AML policies set by CIMA and IIROC.

Victoria, British Columbia

CIBC Wood Gundy is a division of CIBC Private Wealth Management which focuses on the holistic approach to investment management. My role was to support the investment advisory team to service our clients, trade execution and rebalancing, financial planning and documenting each client’s wealth management roadmap.• Responsible for the administrative needs of my team’s high net worth clients, which included administrative issues, cheque inquiries systematic investments, account preparations and transactions. • Responsible for security research and portfolio model back-testing on the discretionary investment models, in addition to preparing for client annual reviews with the Portfolio Manager.• Trading the discretionary accounts in the firm’s bulk account to ensure efficient pricing across all client’s accounts. • Prepared and presented financial plans using CIBC Wood Gundy’s propriety financial planning software and goals-based reporting. These plans led to increased AUM and revenue, as clients consolidated their assets and bought life insurance or annuities through our team’s dedicated Wealth and Estate Planner.

Bachelor Of Commerce (Bcom), International Business

High School, A

Activities and Societies: International Council, Grad Committee