Pragya Tripathi Email & Phone Number

Subject matter expert in Financial Crime Risk & Regulatory Compliance and building coherent and effective risk management structure for international banks. >Proven track record in CDD/EDD for existing corporate clients and undertake Periodic and Trigger remediation on structured and cyclical basis. >Check and review all legal documents, forms and agreements for corporate clients. >Reviewing Adverse media/ sanction/ name screening and PEP screening, escalations of negative media reports to respective teams.>Calculation & review of system generated risk rating for clients. >PEP identification, classification and declassification and SOW/SOF reviews. >Adhering to Group Policy, regulatory requirements and meeting internal bank's guidelines. >System and controls related to EDD, Transaction analysis & independent analysis on high-risk factor and as an outcome of key risk indicators escalate the relevant case to Financial Crime Compliance team (FCC). >Communicate & coordinate with SAT (Sanction Advisory Team), MLRO, AML Advisory & Compliance team and share findings & recommendations to obtain concurrence. >Responsible for risk classification system to ensure clients are accurately classified in respective risk category. >Filing iSTR and assisting MLRO.>Initiate exit process in case client falls out the risk appetite.