• Responsible for testing front end and back end applications, designing Test plans and managing the technical assistants.• Rectify and set new formulas for the reports as per the Risk Management requirements.• Keep records of the updates which are made in the software.• Update the versions on client site.• Provide support to clients on the errors and issues on real time basis• Maintain relation with clients and follow-up on regular basis for any suggestions or issues • Identify level of efforts and forecast resource availability required to complete testing and create appropriate plan of action to meet the timelines.• Communicating progress towards the weekly deliverables to the project teams on daily basis.• Actively involved in project planning until execution phase of the new change.

Maintained and reviewed policies, procedures, and practices to ensure risk and surveillance with all laws and regulations.Introduce best practices in the sector based on benchmarking with competition and tracking key market related parameters.Ensure adherence to triggers / controls as specified from time to time while using risk management tools to analyze risk.Liaising with all exchanges and regulators.( BSE/NSE/MCX/NCDEX/SEBI/FIU)Development of policies & amendments according to the company business environment & business goals Scheme formulation at regular intervals based on market behavior , industry trends & market dynamics Ensure that the objective of maximizing business while optimizing risk.Responsible for monitoring & estimating projected risk & taking necessary action.Squaring off the positions on non-payment of margins. Also solving sub-brokers surveillance rejections & queries. Generating Script limit report, Prepare Margin Statement report.Implementing and collaborate the Exchange & SEBI Circulars Implementing Code of conduct and various polices like Risk Policy, Code Modification, Margin PolicyHandle SEBI/BSE /NSE/MCX/NCDEX inspections, especially Margin, RMS related query. Implementing the AML reports for In-house software - Such as off market, immediate sales, order logs, first trades, single trades, spike / slop, dormancy, similar reportsGiving our Surveillance Reports on various Inquiries initiated by Governing Bodies such as:SEBIBSENSEAdditional Responsibility and Initiatives: • Responsible for testing front end and back end applications, designing Test plans and managing the technical assistants.• Identify level of efforts and forecast resource availability required to complete testing and create appropriate plan of action to meet the timelines.• Communicating progress towards the weekly deliverables to the project teams on daily basis.• Actively involved in project planning until execution phase of the new change.

Established in 2006, Destimoney is one of the leading full service financial organizations in the country today. With diligent effort, acknowledged industry leadership and experience, Destimoney has spread its trustworthy expertise all over the country.

• Maintained and reviewed policies, procedures, and practices to ensure risk and surveillance with all laws and regulations.• Introduce best practices in the sector based on benchmarking with competition and tracking key market related parameters.• Ensure adherence to triggers / controls as specified from time to time while using risk management tools to analyze risk.• Liaising with all exchanges and regulators.( BSE/NSE/MCX/NCDEX/SEBI/FIU)• Development of policies & amendments according to the company business environment & business goals Scheme formulation at regular intervals based on market behavior , industry trends & market dynamics Ensure that the objective of maximizing business while optimizing risk.• Responsible for monitoring & estimating projected risk & taking necessary action.• Squaring off the positions on non-payment of margins. Also solving sub-brokers surveillance rejections & queries. • Generating Script limit report, Prepare Margin Statement report.• Implementing and collaborate the Exchange & SEBI Circulars • Implementing Code of conduct and various polices like Risk Policy, Code Modification, Margin Policy• Handle SEBI/BSE /NSE/MCX/NCDEX inspections, especially Margin, RMS related query. • Implementing the AML reports for In-house software - Such as off market, immediate sales, order logs, first trades, single trades, spike / slop, dormancy, similar reports• Giving our Surveillance Reports on various Inquiries initiated by Governing Bodies such as:Securities & Exchange Board of IndiaBombay Stock Exchange LimitedNational Stock Exchange

SAS Broking Private Limited is a leading brokerage firm offering wide range of financial services in order to cater to various needs of clients across a wide spectrum and with an Endeavour to give maximum satisfaction. Being a trusted name in the broking circle we are members of all the major stock exchanges in India.