Prashant Pise Email and Phone Number

-The primary responsibility is to perform core AML/KYC due diligence, PEP, Sanction & Negative Media screening, financial crime risk assessment and compliance categorization (for internal and external reporting) of new and existing clients. The clients are primarily corporate/institutional entities, although will occasionally contain some individuals.- Timely, efficient and accurate onboarding of new clients and review of existing clients, ensuring client records are accurate in all systems and that supporting documentation is scanned and filed correctly within agreed time lines.- Communicating professionally and confidently with stakeholders including colleagues and front office relationship managers as part of the onboarding and client review process.- Interpreting and analyzing KYC data to accurately risk assess new and existing clients, making sound judgment calls in terms of escalation and risk mitigation.- Performing PEP, Sanction and Negative Media screening and analyzing the results to eliminate or confirm matches.- Perform necessary periodic reviews and risk assessments, as and when due.- Prepare management reporting on various expects of client onboarding workload and work in progress; on a timely basis.- To face the internal, statutory and regulatory auditors on all requirements and queries around Client KYC/Due Diligence and AML.Project: TrackWizz (Onboarding System)- Testing business requirement in UAT environment.- Improvise system by communicating with service provider (TSS Consultancy Pvt. Ltd.) and made necessary changes.- TrackWizz went LIVE successfully in May 2020.

-Individual and Corporate KYC processing and quality.- Verifying identification of client with documents and monitoring suspicious activities.- Verifying and requisition of documents from client as per ML credit rating score derived from Experian.- Monitoring on involvement of third party transaction.- Timely reporting of suspicious activities to Money laundering reporting officer and execution of instructions received from MLRO.- Corporate client’s KYC verification with documents and registered websites.- Maintaining current understanding of money laundering verification with policies, procedures, regulations as per updates from Management Company.- Investigate, review and resolve KYC related issues with client.- Providing training to new joiners of KYC process.