Preetha Devi Email & Phone Number

Bengaluru, Ka, In

Bangalore

1) Performed SOX Compliance Audits: Conducted walkthroughs and tests of design and operatingeffectiveness of controls; reviewed internal processes and procedures for various clients.2) Prepared Documentation: Developed Document Request Lists (DRLs) and formulated testprocedures for multiple clients.3) Managed Business Processes: Worked on various business processes, including Procure to Pay,Order to Cash, and HR – Payroll.4) Utilized Tools: Leveraged technical tools and software such as Wdesk (Workiva) and AuditBoardfor efficient audit management.5) Applied Professional Judgment and Identified Improvement Opportunities: Identified controlgaps, communicated audit findings, and recommended improvements to a diverse audience.6) Client Interaction: Maintained effective communication with clients and their seniormanagement, including the Chief Audit Officer, to discuss project progression, exceptioncontrols, and feedback.7) Applied COSO Framework: Utilized the COSO framework in engagements to connect internalcontrols to business processes.8) Supported Engagement Management: Assisted US onsite team and internal team managerswith engagement schedules, resource onboarding, and deliverables, ensuring adherence todeadlines. Prepared presentations for mid-engagement updates and reviews for onshore teamsand clients.9) Provided Training: Served as the first point of contact and delivered on-the-job training to newjoiners and junior team members on control testing procedures.10) Coached and Supported Team: Demonstrated critical thinking, and provided support andknowledge sharing to foster effective team collaboration.

Bengaluru Area, India

✔️Designed a study on “Financial Products Offered by Corporate Operations and Service Delivery department at Yes Bank Limited”✔️Coordinated daily tasks with account opening, trading and general banking operations team✔️Demonstrated due diligence skill by identifying cheque and funds transfer related fraud✔️Coordinated with compliance team to audit and clear EXIM documents✔️Actively engaged in executing international trades in EXIM process✔️Delivered general banking operations for corporate clients by actively executing fund transfer, tax and customs duty payment, corporate net banking and balance confirmation certificate

Bengaluru Area, India

✔️Coordinated with the settlements team for daily trade✔️Executed research study on “Bond Analysis to increase success rate in Securities Settlement at Goldman Sachs Services Pvt Ltd”✔️Accelerated the success rate of trade settlements with the research findings✔️Enhanced team efficiency by reducing the trade settlement time ✔️Interacted with onsite team members for task and research purposes

Pgdm, Finance And Human Resources (Hr)

Activities and Societies: SAA in Toastmasters Orators Forum club, Co-coordinator for Finance Club, Team Manager for intra college Sports.

Bachelor Of Business Administration - Bba, Finance, General

Activities and Societies: Coordinator for national level Business fests