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Paul Tate - Fica, Prof.Pgdip (Grc) Email & Phone Number
Global Director Of Compliance
at
Hoxton Wealth
1 work email found
@hoxtoncapital.com
1 phone found area 156
LinkedIn matched
✓ Verified May 2026
4 data sources
Profile completeness 100%
Current company
Role
Global Director Of Compliance
Location
Dubai, United Arab Emirates, United Arab Emirates
Company size
Who is Paul Tate - Fica, Prof.Pgdip (Grc)? Overview
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Quick answer
Paul Tate - Fica, Prof.Pgdip (Grc) is listed as Global Director Of Compliance at Hoxton Wealth, a company with 322 employees, based in Dubai, United Arab Emirates, United Arab Emirates. AeroLeads shows a work email signal at hoxtoncapital.com, phone signal with area code 156, and a matched LinkedIn profile for Paul Tate - Fica, Prof.Pgdip (Grc).
Paul Tate - Fica, Prof.Pgdip (Grc) previously worked as Director Of Compliance at Hoxton Wealth and Director Of Operations and Compliance at Hoxton Capital Management. Paul Tate - Fica, Prof.Pgdip (Grc) holds Global Finanical Compliance from Chartered Institute For Securities & Investment.
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Email format at Hoxton Wealth
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*@hoxtoncapital.com
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AeroLeads found 1 current-domain work email signal for Paul Tate - Fica, Prof.Pgdip (Grc). Compare company email patterns before reaching out.
Profile bio
About Paul Tate - Fica, Prof.Pgdip (Grc)
With a distinguished career spanning over six years in Governance, Risk and Compliance, I bring a wealth of expertise in the fintech and financial services industry to any leadership team. Currently serving as the Compliance Director at Wedge Fintech Ltd and Director of Operations and Compliance at Hoxton Capital Management, my core competencies include building and developing compliance and regulatory frameworks, managing operations and compliance across multiple jurisdictions, and handling regulatory engagement and inspections.In my role at Wedge Fintech, I have been instrumental in supporting new business AISP applications for the FCA, driving business model and strategy for account aggregation and investment platforms, and spearheading digital product discovery for process and automation change. At Hoxton Capital Management, I have been pivotal in expanding the company's global footprint by managing its operations, compliance, and regulatory responsibilities across the UK, US, Australia, EU and UAE. This experience has seen me implement practice and entity management solutions, build risk frameworks, and manage regulatory inspections, among other tasks.My earlier tenure as the Head of Projects, MLRO & Compliance, and General Manager at Credence International was marked by my ability to research and develop new business opportunities in the global fintech ecosystem, while showcasing a high level of global regulatory framework understanding. I managed the digital migration projects of internal back-office systems and launched new digital investment products.I am well-versed with the UK RegData system, FCA Connect, GDPR policy management, DPA, ADV Annual Updating, Best Execution reporting, and more. Furthermore, my experience with the ASIC portal, ASIC approved Responsible Manager for Compliance, MiFID, and UAE regulatory frameworks like ADGM and DIFC underscores my extensive regulatory knowledge.My ability to navigate complex regulatory landscapes, ensure strict compliance, and drive operational efficiency positions me as a strong candidate for a Head of Governance Risk and Compliance role. I am driven by the challenge of navigating the rapidly evolving fintech space and am committed to enabling businesses to achieve their strategic objectives while staying within the boundaries of global regulatory frameworks.
Listed skills include Investments, Financial Risk, Financial Planning, Retirement, and 24 others.
Current workplace
Paul Tate - Fica, Prof.Pgdip (Grc)'s current company
Company context helps verify the profile and gives searchers a useful next step.
Hoxton Wealth
10 roles
Paul Tate - Fica, Prof.Pgdip (Grc) work experience
A career timeline built from the work history available for this profile.
Director Of Compliance
Current
Mar 2022 - Present
Director Of Operations And Compliance
Sep 2019 - Mar 2022
General Manager
Mar 2019 - Sep 2019
Head Of Projects, Mlro
Research and develop new exciting business opportunities and revenue verticals in the global Fintech ecosystem, while presenting a high level of global regulatory framework understanding. Own and develop digital migration projects and digital investment products. Provide licensing guidance, while controlling the license renewal functions. Provide internal.
Jul 2018 - Sep 2019
Fintech Advisor
Credence International is a Wealth Management and Advisory Firm established to create a unique private client proposition. In a world where lifestyles, economies and technologies are constantly evolving, we were established to give our clients enhanced solutions in a simplified form. Our private clients benefit from our years of experience in:Financial.
Jul 2017 - Mar 2019
Financial Technology Consultant
Self Empoyed
Consult and develop a robo advisor product for the Middle East. Provide insights into licensing requirements for custody of assets, discretionary fund management, and cross border payments solutions for investment transactions. Develop solutions for complex regulatory and structural problems within the project management process.
Dec 2016 - Jun 2017
Senior Associate
Develop and grow holistic financial planning client base in the UAE. Source client data, arrange meetings, fact find, analyse and report to clients with findings and recommendations, up-sell and on board through application process to policy document hand over.
Sep 2015 - Dec 2016
Financial Advisor
Investment and Pension specialist, with a proficiency towards business assurance and succession planning.Tax efficient InvestmentsRetirement planning and Pension sustainabilityPersonal and corporate insurance
Aug 2011 - Aug 2015
Equity Trader
Intraday equity trader on the JSETechnical AnalysisFutures (Derivatives) TradingPure Equity Leveraged TradingOpening and Closing Auction Pricing
Mar 2011 - Aug 2011
5 education records
Paul Tate - Fica, Prof.Pgdip (Grc) education
Global Finanical Compliance
Rpe, Jse Registered Securities Trader
South African Institute Of Financial Markets
Bcom Honours, Financial Management
Bcom, Investment Management
Matric, Mathematics And Computer Science
St Albans College
FAQ
Frequently asked questions about Paul Tate - Fica, Prof.Pgdip (Grc)
Quick answers generated from the profile data available on this page.
What company does Paul Tate - Fica, Prof.Pgdip (Grc) work for?
Paul Tate - Fica, Prof.Pgdip (Grc) works for Hoxton Wealth.
What is Paul Tate - Fica, Prof.Pgdip (Grc)'s role at Hoxton Wealth?
Paul Tate - Fica, Prof.Pgdip (Grc) is listed as Global Director Of Compliance at Hoxton Wealth.
What is Paul Tate - Fica, Prof.Pgdip (Grc)'s email address?
AeroLeads has found 1 work email signal at @hoxtoncapital.com for Paul Tate - Fica, Prof.Pgdip (Grc) at Hoxton Wealth.
What is Paul Tate - Fica, Prof.Pgdip (Grc)'s phone number?
AeroLeads has found 1 phone signal(s) with area code 156 for Paul Tate - Fica, Prof.Pgdip (Grc) at Hoxton Wealth.
Where is Paul Tate - Fica, Prof.Pgdip (Grc) based?
Paul Tate - Fica, Prof.Pgdip (Grc) is based in Dubai, United Arab Emirates, United Arab Emirates while working with Hoxton Wealth.
What companies has Paul Tate - Fica, Prof.Pgdip (Grc) worked for?
Paul Tate - Fica, Prof.Pgdip (Grc) has worked for Hoxton Wealth, Hoxton Capital Management, Credence International, Self Empoyed, and Holborn Assets Llc.
How can I contact Paul Tate - Fica, Prof.Pgdip (Grc)?
You can use AeroLeads to view verified contact signals for Paul Tate - Fica, Prof.Pgdip (Grc) at Hoxton Wealth, including work email, phone, and LinkedIn data when available.
What schools did Paul Tate - Fica, Prof.Pgdip (Grc) attend?
Paul Tate - Fica, Prof.Pgdip (Grc) holds Global Finanical Compliance from Chartered Institute For Securities & Investment.
What skills is Paul Tate - Fica, Prof.Pgdip (Grc) known for?
Paul Tate - Fica, Prof.Pgdip (Grc) is listed with skills including Investments, Financial Risk, Financial Planning, Retirement, Strategic Financial Planning, Portfolio Management, Financial Advisory, and Retirement Planning.
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