1. Performing research and analysis on CES and Salesforce.2. Good with the application of SEC, AICPA, and US independence regulations and policy compliance including the sanctions process for violations. Well-versed with applications like Salesforce, Service-now and Checkpoint.3. Plan and complete testing within required timeframes and in accordance with established processes and procedures.4. Monitoring transactions to know from which source the securities have been added to the client’s portfolio.5. Analyses financial statements to report & dashboard data for internal management & external regulators.6. Checking the accuracy of all securities recorded in the Checkpoint and guide them to maintain Independence Checkpoint in timely manner.7. Reducing the risk to the firm by early detecting the restricted securities of employees through Automated Investments Recording (AIR) tool and guide them to sell those securities within five business days through notice.8. Assessing the securities which are not recorded in timely manner in the Salesforce, send Notice of finding mail to notify the mistake and guide them to not repeat those mistakes in the future.9. Demonstrated knowledge of Business Continuity risks and controls, conducting reviews to ensure alignment with standards.

1.Collected and analyzed financial data from 10+ reliable sources and recorded it in the company's internal tool with 99% accuracy.2.Prepared and audited 100+ records of financial data per month, ensuring compliance with internal and external regulations.3.Provided timely and accurate data to stakeholders, resulting in improved decision-making regarding debt structure and selecting favorable options.4.Collaborated with team members to streamline processes, resulting in improved efficiency and productivity.

1.Conducting customer due diligence by verifying the identity of new customers and assessing the potential risks associated with their business activities.2.Reviewing customer documentation to ensure it is accurate, complete, and complies with the bank's policies and procedures.3.Monitoring customer transactions for suspicious activity and investigating any red flags.4.Reporting suspicious activity to the appropriate authorities, such as law enforcement or regulatory agencies.5.Maintaining accurate records of customer information, transactions, and risk assessments.Keeping up-to-date with applicable laws, regulations, and industry standards related to AML/CFT.

• Use of various tools such as Google calendar and Google meet for scheduling and attending meeting with client.• Cold calling with prospective client.• Building healthy business relations with major clients and ensuring maximum customer satisfaction.• Mapping client’s needs and providing best products to suit their requirement.

• Use of various tools such as Google calendar and Google meet for scheduling and attending meeting with client.• Post webinar report writing.• Managing the interns.• Issuing of certificate after the webinar