Raevathi Logendran, Cams Email & Phone Number

Toronto, On, Ca

Toronto, Ontario, Canada

Responsible for promoting a culture of compliance by enforcing RFA Bank of Canada’s compliance strategy which includes the evaluation of AML/ATF risk through analysis, monitoring, investigation and reporting all aspects of the AML/ATF framework.

Toronto, Ontario, Canada

Responsible for ensuring that SMBC Canada Branch is compliant with all laws, regulations, and regulatory guidelines as well as Head Office directives by providing analytical and administrative support in the execution of the Regulatory Compliance Management program, with a focus on implementing AML governance controls.

Toronto, Canada Area

-Perform thorough investigations of files which have been triggered by transaction monitoring to determine whether there are reasonable grounds to suspect and file a Suspicious Transaction Report with FINTRAC-End to end filing of Suspicious Tractions Reports via FINTRAC’s F2R system-Based upon in-depth analysis of customer risk, provide recommendations to the Deputy Global Anti-Money Laundering Office to exit a client relationship -Identify, assess and escalate files to specialty… Show more -Perform thorough investigations of files which have been triggered by transaction monitoring to determine whether there are reasonable grounds to suspect and file a Suspicious Transaction Report with FINTRAC-End to end filing of Suspicious Tractions Reports via FINTRAC’s F2R system-Based upon in-depth analysis of customer risk, provide recommendations to the Deputy Global Anti-Money Laundering Office to exit a client relationship -Identify, assess and escalate files to specialty groups such as High Risk and Sanctions-Prepare Requests for Information to be sent to the Customer Remediation Team in order to gain more insight into client transactions or update client information-Provide transactional reviews and analysis for referrals from various outside sources including negative news, correspondent banking, law enforcement production orders, etc Show less

Toronto, Ontario

Perform Annual Periodic Reviews for identified Politically Exposed Persons and Politically Exposed Foreign Persons, by reviewing account activity, conducting searches for negative news, assessing relevant adverse information and providing recommendations for retaining or exiting an existing client relationship.

-Ensure compliance with Citco as well as local KYC, AML/ATF policies and guidelines issued by regulators and other associations with supervisory authority over the bank-Screen the names of customers and related parties through World-Check, Bankers Almanac, Fircrosoft- FFF, CECF and report any findings to the Compliance Manager-Report to Government Authorities, such as Fintrac, OSFI, FCAC and all other agencies on terrorist financing, suspicious transcaction reporting, swift… Show more -Ensure compliance with Citco as well as local KYC, AML/ATF policies and guidelines issued by regulators and other associations with supervisory authority over the bank-Screen the names of customers and related parties through World-Check, Bankers Almanac, Fircrosoft- FFF, CECF and report any findings to the Compliance Manager-Report to Government Authorities, such as Fintrac, OSFI, FCAC and all other agencies on terrorist financing, suspicious transcaction reporting, swift transactions, etc-Liaise with relationship managers, marketing, legal, credit and credit fund services with regards to account opening documentation and status updates-Create and maintain internal accounts, including ensuring that all legal documents required for compliance are received and filed-Assume the duties of the Compliance Officer/CAMLO in their absence-Closely involved in the updating and creation of compliance specific policies (ex. AML Policy, Customer Due Diligence, Inherent Risk) Show less

-Carry out risk assessments for all new commercial Clients and new accounts based on information collected from Client Relationship Managers (located in the Client Profile Information Form) and using various other research tools, such as World-Check and Negative News Internet searches-Complete Client Activity Review requests, deeming if flagged transactions are unusual for a Client, and if an UTR needs to filed or submitted to FINTRAC-Monthly compliance and audit reviews of incoming and… Show more -Carry out risk assessments for all new commercial Clients and new accounts based on information collected from Client Relationship Managers (located in the Client Profile Information Form) and using various other research tools, such as World-Check and Negative News Internet searches-Complete Client Activity Review requests, deeming if flagged transactions are unusual for a Client, and if an UTR needs to filed or submitted to FINTRAC-Monthly compliance and audit reviews of incoming and outgoing wires, certified cheques, drafts, vouchers, new accounts and new loans; ensures all departments are error-free and procedures are functioning within compliance -Involved with the review of documentation in preparation for the yearly Sarbanes-Oxley (SOX) Audit; ensuring account documents were in order and compliant with their specific procedures-Managerial experience includes authorization for on-boarding customers, third party determinations, clear-through accounts and letters of termination, and oversight of day-to-day activities Show less

-Worked collaboratively with management and corporate stakeholders to implement appropriate due diligence to minimize related reputational risks-Responsible for working both Canadian and International ACRM alerts on Ficrosoft and the AML Content Management System. Determined if name scan alert were a true or false positive for PEP, PEFP and Cease trade orders-Investigated UTRs filed by various branches. If found to be a suspicious activity, I would report transactions to FINTRAC… Show more -Worked collaboratively with management and corporate stakeholders to implement appropriate due diligence to minimize related reputational risks-Responsible for working both Canadian and International ACRM alerts on Ficrosoft and the AML Content Management System. Determined if name scan alert were a true or false positive for PEP, PEFP and Cease trade orders-Investigated UTRs filed by various branches. If found to be a suspicious activity, I would report transactions to FINTRAC (STRs) and advise the branch on appropriate measures to take regarding each individual case -Developed and implemented a new process to electronically store documents and case files Show less

-Responsible for the documentation of total return swaps and equity options with various Counterparties-Managed and solved problems through research and by liaising with Back Office, Front Office and with the Counterparties themselves-Experienced in dealing with a high volume of trades in a limited timeframe-Worked with the Legal Team to create new confirmations using ISDA templates and pre-existing confirmations with similar structures