Raevathi Logendran, Cams Email & Phone Number

Toronto, ON, CA

Toronto, Ontario, Canada

Responsible for promoting a culture of compliance by enforcing RFA Bank of Canada’s compliance strategy which includes the evaluation of AML/ATF risk through analysis, monitoring, investigation and reporting all aspects of the AML/ATF framework.

Toronto, Ontario, Canada

Responsible for ensuring that SMBC Canada Branch is compliant with all laws, regulations, and regulatory guidelines as well as Head Office directives by providing analytical and administrative support in the execution of the Regulatory Compliance Management program, with a focus on implementing AML governance controls.

Toronto, Canada Area

-Perform thorough investigations of files which have been triggered by transaction monitoring to determine whether there are reasonable grounds to suspect and file a Suspicious Transaction Report with FINTRAC-End to end filing of Suspicious Tractions Reports via FINTRAC’s F2R system-Based upon in-depth analysis of customer risk, provide recommendations to.

Toronto, Ontario

Perform Annual Periodic Reviews for identified Politically Exposed Persons and Politically Exposed Foreign Persons, by reviewing account activity, conducting searches for negative news, assessing relevant adverse information and providing recommendations for retaining or exiting an existing client relationship.

-Ensure compliance with Citco as well as local KYC, AML/ATF policies and guidelines issued by regulators and other associations with supervisory authority over the bank-Screen the names of customers and related parties through World-Check, Bankers Almanac, Fircrosoft- FFF, CECF and report any findings to the Compliance Manager-Report to Government.

-Carry out risk assessments for all new commercial Clients and new accounts based on information collected from Client Relationship Managers (located in the Client Profile Information Form) and using various other research tools, such as World-Check and Negative News Internet searches-Complete Client Activity Review requests, deeming if flagged.

-Worked collaboratively with management and corporate stakeholders to implement appropriate due diligence to minimize related reputational risks-Responsible for working both Canadian and International ACRM alerts on Ficrosoft and the AML Content Management System. Determined if name scan alert were a true or false positive for PEP, PEFP and Cease trade.

-Responsible for the documentation of total return swaps and equity options with various Counterparties-Managed and solved problems through research and by liaising with Back Office, Front Office and with the Counterparties themselves-Experienced in dealing with a high volume of trades in a limited timeframe-Worked with the Legal Team to create new.