With over 12 years of experience in the financial services industry and a Bachelor’s degree in Commerce, I bring a strategic, results-oriented approach to risk and control management. My expertise spans control testing, RCSA, change management, and reconciliation, with a track record of enhancing operational efficiency and ensuring regulatory compliance. From portfolio management and account reconciliation to investment banking, I have honed a unique perspective that blends technical skill with a deep understanding of financial frameworks.In my role as a Senior Specialist in Risk & Controls, I specialise in designing and implementing robust control frameworks, conducting in-depth evaluations, and proactively identifying and addressing risks. Collaborating closely with cross-functional teams, I streamline processes, optimise risk mitigation strategies, and foster a compliance-oriented culture. Through targeted control testing and rigorous risk assessments, I have consistently driven measurable improvements in compliance, efficiency, and organisational performance, contributing to regulatory audit scores and seamless issue remediation.My approach is grounded in continuous improvement and innovation, enabling me to address emerging challenges and contribute valuable insights to enhance risk and control frameworks. As I look forward, I am focused on expanding my leadership capabilities within risk management, particularly in control design and evaluation. I am passionate about connecting with like-minded professionals to explore strategies that elevate operational resilience and set new standards for compliance.Let’s connect to discuss insights on risk management, control design, or operational efficiency in the finance industry and collaborate to drive excellence in an evolving regulatory landscape.
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Risk And Controls Manager - Ey GdsEyBengaluru, Ka, In -
Operational Risk Management 1St LodFirst Citizens Bank Oct 2023 - Aug 2024Bengaluru, Karnataka, IndiaIn my role as a Control Tester FLOD, I am dedicated to enhancing operational efficiency and risk management practices. I perform comprehensive control testing, updating narratives, flowcharts, and risk control matrices to align with business requirements. Through consistent walkthroughs and detailed documentation, I ensure clarity in the control design and operating effectiveness testing processes. I actively support internal and external audit requirements, promptly addressing follow-up questions and coordinating remediation efforts to close control gaps efficiently. Furthermore, I focus on identifying areas for improvement, participating in process optimization initiatives that have led to more streamlined control procedures. My commitment to risk management ensures that control artifacts are meticulously maintained and accessible for ongoing review, promoting accountability across teams. -
Senior Assistant Vice PresidentWells Fargo Jan 2022 - Oct 2023Bengaluru, Karnataka, IndiaAs a Senior Control Management Specialist, I played a key role in developing and implementing control frameworks, which reduced operational risks by 25%. My responsibilities included designing and executing control evaluation scripts, managing action plans, and facilitating compliance adherence. I monitored and tracked control deficiencies, driving issue resolution efforts that improved remediation timelines by 30%. Additionally, I conducted targeted training sessions to elevate risk awareness, fostering a proactive risk culture across teams. Through cross-functional collaboration and stakeholder engagement, I advanced risk management objectives and reported progress to senior leadership, achieving a 98% compliance score in regulatory audits. My continuous improvement efforts focused on process enhancements, effectively minimising control gaps and elevating the organisation's risk management standards. -
Control Sr AssociateWells Fargo Nov 2021 - Jan 2022Bengaluru, Karnataka, India
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Business ConsultantNorthern Trust Corporation Oct 2020 - Nov 2021Bangalore Urban, Karnataka, IndiaDuring my tenure as a Business Consultant, I led multiple change management projects within a global investment banking environment, where my initiatives in process improvement and risk mitigation enhanced operational performance by 20%. I facilitated UAT planning, preparation, and execution, coordinating with stakeholders to ensure project goals were met efficiently. I collaborated with cross-functional teams to identify emerging risks, supported the design of risk controls, and advised stakeholders on complex risk management strategies, resulting in a notable improvement in the organisation's risk resilience. My risk assessments and consulting supported the creation of a robust risk framework that aligned with business priorities, leading to an enhanced compliance culture across the organisation. -
Technical CoordinatorNorthern Trust Corporation Oct 2017 - Sep 2020Bangalore Urban, Karnataka, India
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Senior AnalystNorthern Trust Corporation Jan 2015 - Apr 2017Bangalore Urban, Karnataka, IndiaAs an Senior Analyst, I managed the reconciliation process for hedge fund transactions, significantly reducing discrepancies and enhancing accuracy in daily reporting. I addressed exceptions in employee benefit trust accounts, maintaining a 95% accuracy rate in portfolio updates and audits. I took proactive steps to resolve issues, provided training, and enhanced team capabilities, ultimately achieving faster report delivery to clients and improving accuracy. My efforts in streamlining audit and reconciliation processes for complex products contributed to higher client satisfaction and set a benchmark in process efficiency.
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Financial AnalystNorthern Trust Corporation May 2012 - Dec 2014Bangalore Urban, Karnataka, India
Rahul Cr Education Details
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Kristhu Jayanthi College, K. Narayanapura, Kottanoor Post, K.R. Puram, Bangalore-77Business/Commerce, General
Frequently Asked Questions about Rahul Cr
What company does Rahul Cr work for?
Rahul Cr works for Ey
What is Rahul Cr's role at the current company?
Rahul Cr's current role is Risk and Controls Manager - EY GDS.
What schools did Rahul Cr attend?
Rahul Cr attended Kristhu Jayanthi College, K. Narayanapura, Kottanoor Post, K.r. Puram, Bangalore-77.
Who are Rahul Cr's colleagues?
Rahul Cr's colleagues are Victoria Melissa Romano Orozco, Indrashis Chakravorty, Puneet Soni, Anshul Sharma, Mufees Armar, Ea, Shyamlal T, Thomas Richardson.
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