Ralph Alexander

Ralph Alexander Email and Phone Number

Regulatory Oversight Principal @ TIAA-CREF
new york, new york, united states
Ralph Alexander's Location
Cornelius, North Carolina, United States, United States
Ralph Alexander's Contact Details

Ralph Alexander personal email

n/a

Ralph Alexander phone numbers

About Ralph Alexander

Ralph Alexander is a Regulatory Oversight Principal at TIAA-CREF. He possess expertise in mutual funds, portfolio management, pensions, investments, retirement and 10 more skills.

Ralph Alexander's Current Company Details
TIAA-CREF

Tiaa-Cref

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Regulatory Oversight Principal
new york, new york, united states
Website:
tiaa.org
Employees:
11532
Ralph Alexander Work Experience Details
  • Tiaa-Cref
    Reviewing Principal
    Tiaa-Cref Feb 2006 - Present
    Primary responsibilty reviewing product recommendations made by Telephone Consultants, Wealth Management Advisors and Field Consultants. Assist NCC and other client facing business areas as necessary in develping and implementing better compliance processes as identified by Law and Compliance, Business Owners and Regulators. Identify and assist with audits for FINRA, Insurance regulators and licensing and registration area.
  • Merril Lynch
    Financial Advisor
    Merril Lynch Apr 2003 - Oct 2005
    Provided financial planning for HNW clients, analyzed existing investments, developed investment strategies, created portfolio's using bonds, stocks fixed income and mutual funds. Using planning tools to determine accumulations and contributions needed to reach goals. Provided advice on estate planning and insurance needs. Set-up group retirement and individual retirement plans funded with annuities and other investments.
  • Guardian Life Insurance Company
    Pension Consultant
    Guardian Life Insurance Company 1994 - 2002
    Ensured the Group Pension Operations Center was in compliance from a regulatory and legislative standpoint at all times. Served as the key contact for addressing an resolving all compliance and regulatory related issues raised by operations or systems.
  • Guardian Life Insurance Company
    New Business Manager
    Guardian Life Insurance Company Jul 1998 - Jan 1999
    Managed, trained and evaluated team of 8 New Business Coordinators and administrators to meet Insurance and NASD requirements when implementing new contracts to Operations. Increased effectiveness and reduced backlog through monitoring, training and introduction of electronic date entry. Processed record volume of new business utilizing 40% less staff with fewer errors during Staffing challenge by using results of time study to redistribute work.
  • Guardian Life Insurance Company
    Senior Sales Consultant
    Guardian Life Insurance Company Jun 1996 - Jun 1998
    Provided technical support to Group and Agency distribution systems. Conducted Agency meetings to teach agents about new pension products and update them on law changes. Participated in joint sales calls with agents and brokers to close 401(k) and pension sales rsulting in an increase of 50 -100 million dollars in pension assets. Saved several large pension cases by addressing client issues and advising clients on corrective action to avoid IRS sanctions.
  • Guardian Life Insurance Company
    Pension Marketing Representative
    Guardian Life Insurance Company Aug 1994 - May 1996
    Developed competitive intelligence and provided this information to Group Pension and Agency distribution system. Conducted meeting with Agents and Brokers to establish corporate pension and 401(k) plans. Managed takeover of 401(k) and pension plans from other providers. Participated in rollout meetings throughout the northeast and other parts of the country introducing new pension product. Provided nationwide technical support to agents and group representatives to sell new product and meet sales quotas.
  • Prudential Mutual Fund Services
    Senior Technical Consultant
    Prudential Mutual Fund Services Jan 1990 - Aug 1994
    Developed valuable professional rapport with operations managers, marketing officers and clients to set standards for product development and customer relations. Chaired tax reporting committee to set up procedures for reporting taxes on excess distributions from qualified plans.Developed and facilitated training modules for Customer Service Representatives. Worked closely with programmers to build a full-service recordkeeping system. Established procedures and taught workshops for administration of 401(k)/ profit sharing plans with insurance.

Ralph Alexander Skills

Mutual Funds Portfolio Management Pensions Investments Retirement Retirement Planning Wealth Management Insurance Fixed Annuities Strategic Financial Planning Business Analysis Financial Planning Financial Services Relationship Management Series 7

Ralph Alexander Education Details

Frequently Asked Questions about Ralph Alexander

What company does Ralph Alexander work for?

Ralph Alexander works for Tiaa-Cref

What is Ralph Alexander's role at the current company?

Ralph Alexander's current role is Regulatory Oversight Principal.

What is Ralph Alexander's email address?

Ralph Alexander's email address is ra****@****eam.net

What is Ralph Alexander's direct phone number?

Ralph Alexander's direct phone number is (212)-490*****

What schools did Ralph Alexander attend?

Ralph Alexander attended Seton Hall University.

What skills is Ralph Alexander known for?

Ralph Alexander has skills like Mutual Funds, Portfolio Management, Pensions, Investments, Retirement, Retirement Planning, Wealth Management, Insurance, Fixed Annuities, Strategic Financial Planning, Business Analysis, Financial Planning.

Who are Ralph Alexander's colleagues?

Ralph Alexander's colleagues are Zak B., Kristi Shumate, Kaylie Huver, Cfa, Cpa, Mba, Nandish M., Douglas Sexton, Mike Specht, Maria Mccluskey.

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