Raphael General Email & Phone Number

Houston, TX, US

Houston, Texas, United States

• Monitored 6 portfolios to ensure daily cash reconciliation through matching financial transactions such as trades, interest, principal and fee wires to correct projections in CDO suite
• Created cashties and dataties for monthly and quarterly reports to ensure the trustee matches our middle office operations tying in cash,par and data points
• Researched breaks in cash through use of excel pivots tables and xlooksups and researched breaks in data through use of S&P Global and Moody’s website
• Collaborated with Directors through utilization of waterfall to project class notes, invoices and fees to pay out the investors, collateral managers and other financial institutions

Houston, Texas, United States

• Collaborated closely with Portfolio Analyst through various tasks related to investment analysis by providing research for breaks, clearing breaks and creating cashflows
• Reconciled account recons on a daily basis to ensure we are within compliance
• Utilized financial software to create cashflows on a daily basis to provide cash activity and an overall snapshot for the client to help them make important financial decisions when placing trades
• Transferred money between principal and interest accounts to ensure client has sufficient funds to place trades

Houston, Texas, United States

• Provided cash reconciliation for Client’s investment portfolios through processing trades, interest, principal and other various transactions being able to reconcile million dollar portfolios on a daily basis
• Communicated to agent banks to provide back up notices for trades and transactions to ensure validity
• Researched and analyzed par discrepancies by reaching out to agent banks for position/transaction histories and adjusting par on our end to match being able to resolve millions of dollars in cash breaks
• Directed a small team of 5 teaching my associates on how to process trades and provided support for any general questions
• Assigned to a project regarding a Master Purchase Agreement/Participation in which funds were sold out of one portfolio to be bought into another. Supported by helping move overpayments and splitting wires to ease.

• Provided a warm welcome to High net worth clients on a daily basis as the face of Fidelity
• Educated and opened accounts for new clients consisting of Individual, Roth IRA, 401k, Rollover IRA, UTMA and 529
• Assisted helping individuals rollover their 401k’s into a Rollover IRA to provide more freedom in their retirement investing
• Supported Financial Advisors by checking in clients into their appointments
• Processed check deposits on a daily basis and helped clients fill out paperwork regarding various financials needs such as trust accounts, charitable contributions and Required minimum distributions

Houston, Texas, United States

Houston, Texas Area

• Monitored and responsible for reconciling $100,000 - $50,000,000 each day on a multitude of portfolios through financial transactions using integrated software CDO Suite for asset managers, banks, hedge funds, and.
• Researched discrepancies in breaking wires and missing projections by creating JIRA’s to help the Global Asset Administration team
• Analyzed information and worked cooperatively with data analysts to ensure proper reconciliation on 60+ deals ranging from CLO, Midoffice and TRS especially during month-end/quarter-end
• Supported CSM with assisting in waterfalls, diversification tests, ratings tests and OC tests

Houston, Texas, United States

• Provided financial literacy education to clients and prospects through virtual online meetings
• Enrolled more than 50 families in firm’s proprietary The Living Balance Sheet® financial planning software
• Successfully converted prospects to clients through consultative sales techniques

Houston, Texas Area

• Involved as leader and director of the recruiting committee, helping organize recruitment events through enhanced meeting presentations and one-on-one relationship building
• Transformed marketing committee by providing quality pictures to increase social media engagement and presence
• Led a recruitment team in gaining new members to FMA, which led to additional students in further developing their business, professional and networking skills

• Achieved on a daily basis 50+ customers interactions, educated about product knowledge, and which resulted in higher sales
• Attained “Top Seller”, contributing a high UPT ranging between 2-3 resulting in $3000-4000 in monthly sales
• Mentored 3 new recruits to establish strong interpersonal relations between workers and customers through enhancement of product knowledge

• Conducted more than 30 hours of laboratory and research work on testicular cancer by utilizing proper safety etiquette
• Performed and ran PCR tests to replicate DNA and to identify differentiation in testicular germ cell tumors (TGCT)
• Identified in finding correlations between 3 types of tumor cells (TER, CRE and TNAP) by using statistical analysis through data and trends

Bachelor Of Business Administration - Bba, Finance, General

Activities and Societies: Financial Management Association

Bachelor Of Science - Bs, Human Nutrition

Activities and Societies: Asian Business Student Association, Filipino Student Association