Raquel Thompson

Raquel Thompson Email and Phone Number

Chief Compliance Officer and Regulatory Counsel @ Christofferson Robb & Company
New York, NY, US
Raquel Thompson's Location
New York City Metropolitan Area, United States
Raquel Thompson's Contact Details

Raquel Thompson work email

Raquel Thompson personal email

Raquel Thompson phone numbers

About Raquel Thompson

Raquel Thompson is a Chief Compliance Officer and Regulatory Counsel at Christofferson Robb & Company. She possess expertise in writing, sec, new york city, cards, infrastructure and 80 more skills.

Raquel Thompson's Current Company Details
Christofferson Robb & Company

Christofferson Robb & Company

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Chief Compliance Officer and Regulatory Counsel
New York, NY, US
Website:
christoffersonrobb.com
Employees:
72
Raquel Thompson Work Experience Details
  • Christofferson Robb & Company
    Chief Compliance Officer And Regulatory Counsel
    Christofferson Robb & Company
    New York, Ny, Us
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  • Christofferson Robb & Company
    Chief Compliance Officer & Regulatory Counsel
    Christofferson Robb & Company Sep 2024 - Present
    New York, New York, United States
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  • Alphadyne Asset Management
    Gc/Cco
    Alphadyne Asset Management Apr 2023 - Aug 2024
    New York, New York, United States
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  • Alphadyne Asset Management
    General Counsel
    Alphadyne Asset Management Jan 2022 - Aug 2024
    New York, New York, United States
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  • Alphadyne Asset Management
    Associate General Counsel
    Alphadyne Asset Management Jul 2018 - Jan 2022
    New York, New York
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  • Alphadyne Asset Management
    Attorney
    Alphadyne Asset Management May 2015 - Jul 2018
    New York, New York
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  • Alphadyne Asset Management
    Senior Compliance Officer & Legal Associate
    Alphadyne Asset Management Feb 2012 - May 2015
    New York, Ny
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  • Larch Lane Advisors Llc
    Legal & Compliance Associate
    Larch Lane Advisors Llc Feb 2011 - Feb 2012
  • Cutwater Asset Management
    Temporary Attorney
    Cutwater Asset Management Nov 2010 - Feb 2011
    Worked with the General Counsel and Chief Compliance Officer to maintain the firm’s compliance with broker/dealer and investment adviser laws and regulations. Researched and wrote memoranda analyzing issues under the Investment Adviser Act of 1940 in response to client and management inquiries. Revised and updated the firm’s various compliance manuals and SEC filings. Drafted contracts, employment agreements, and corporate governance documents.
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  • Nyc Council Infrastructure Division
    Intern
    Nyc Council Infrastructure Division Jan 2010 - May 2010
    -Research and write memoranda regarding proposed legislation and policy impact of housing laws and regulations.
  • Nixon Peabody Llp
    Summer Associate Summer
    Nixon Peabody Llp Jun 2009 - Aug 2009
    · Researched and wrote memoranda which analyzed legal issues for the Business Litigation, Affordable Housing, and Intellectual Property practice groups.· Performed due diligence for a syndication and municipal bond offering transaction.· Revised and solicited comments for closing documents, prepared the closing binder, and assisted attorneys at the pre-close and closing of an Affordable Housing transaction.
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  • Nagel Law Office
    Law Clerk
    Nagel Law Office Sep 2008 - May 2009
    Sept. 2008 ­ May 2009· Researched and wrote memoranda which analyzed labor, employment, and ERISA issues.· Researched New York State legislation in support of Local One Labor Union lobbying efforts.
  • Lehman
    Global Compliance Legal Associate Summer
    Lehman Jun 2008 - Aug 2008
    · Researched and distributed daily regulatory developments from the SEC, FINRA, and other relevant sources to the global compliance group.· Researched and analyzed supervisory structure laws to facilitate the formation of a set of policies and procedures for an emerging business unit within the firm.· Designed and updated a quality control tracking spreadsheet to support the group's selection of an effective compliance search engine.· Reviewed high yield commitment committee memos to identify traders to be added to the watch and restricted list.
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  • Ernies
    Accounts Payable Coordinator - General Counsel'S Office
    Ernies Jun 2007 - Sep 2007
    · Reviewed outsourced law firm, expert, and vendor invoices.· Coordinated attorney approval process, and input invoice information into GFIS system database in preparation to process checks for services rendered.
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  • Council Member Gale Brewer'S City Hall Office & District Office
    Intern
    Council Member Gale Brewer'S City Hall Office & District Office Jan 2006 - Apr 2006
    & Fall 2006· Researched, analyzed, and organized information regarding current NYC policy and practice in an effort to propose improvements.· Drafted and filed correspondence, maintained press lists, answered phones, sorted mail, managed Council Member Brewer's schedule and constituent services computer database.
  • Honorable Justice Rosalyn Richter
    Intern
    Honorable Justice Rosalyn Richter Sep 2005 - Dec 2005
    2005· Observed court proceedings.· Edited decisions, and set up case files for conference days.

Raquel Thompson Skills

Writing Sec New York City Cards Infrastructure Vendors Memos Structure Legislative Affairs Syndications Legal Municipalities Management Search Engines Auditing Global Compliance Attorneys Babysitting Lobbying Manuals Business Services Bloomberg Trade Unions Offering Sage Act Public Services Finra Asset Management Nonprofits Approval Process Financial Institutions High Yield Policy Supervisory Quality Control Research Binder Start Up Ventures Hearings Accounts Payable Commercial Real Estate Analysis Revise Legal Issues R Comments Baking Jersey Business Litigation Community Economic Development Thompson Social Housing Affordable Housing Practice Groups Intellectual Property Bar Bylaws Advocacy Presentations Council Policies And Procedures Regulations Labor Issues Google Groups Client Meetings Unemployment New York Spreadsheets Political Science Watches Investments Legal Advice Compliance Parties Financial Research Invoicing Financial Transactions Urban Studies Due Diligence Erisa Meetings Legislation Traders Coordinated Dealers

Raquel Thompson Education Details

Frequently Asked Questions about Raquel Thompson

What company does Raquel Thompson work for?

Raquel Thompson works for Christofferson Robb & Company

What is Raquel Thompson's role at the current company?

Raquel Thompson's current role is Chief Compliance Officer and Regulatory Counsel.

What is Raquel Thompson's email address?

Raquel Thompson's email address is ra****@****ail.com

What is Raquel Thompson's direct phone number?

Raquel Thompson's direct phone number is +191443*****

What schools did Raquel Thompson attend?

Raquel Thompson attended Fordham University School Of Law, Barnard College.

What skills is Raquel Thompson known for?

Raquel Thompson has skills like Writing, Sec, New York City, Cards, Infrastructure, Vendors, Memos, Structure, Legislative Affairs, Syndications, Legal, Municipalities.

Who are Raquel Thompson's colleagues?

Raquel Thompson's colleagues are Hua (Lyon) Li, Ecem Kuskaya, Caitlin Campbell, Carlos Manuel Upegui Echavarria, Zoe Trousdale, Harry Morgan-Grenville, Eric Haagensen Casas.

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