Regina W. Email & Phone Number

Mountain View, California

Mountain View, CA

Cleveland/Akron, Ohio Area

• Managed portfolio assets for individuals with respect to trust, IRA, and managed agency relationships in accordance with governing investment policy guidelines and sound investing principles.
• Built effective relationships with individual clients, establishing or confirming investment objectives to assist them in obtaining their long-term goals and objectives.
• Presented diversification opportunities to clients, such as writing covered call options and structured note investments.
• Delivered portfolio performance confidently and comfortably to clients, generally conforming with or exceeding stated requirements, resulting in additional assets under management.
• Created individual solutions to meet specific needs, taking into consideration time frame and ability to withstand principal deterioration.
• Participated actively in the Strategy Team’s decision-making process, discussing strategic and tactical asset allocation with respect to short and long-term investment horizons.

Cleveland/Akron, Ohio Area

• Managed approximately $300 million in portfolio assets for the benefit of charitable and employee benefit relationships in accordance with governing investment policy guidelines and sound investing principles, in.
• Built effective relationships with board investment committees, executive management and other key players/critical decision-makers, garnering their trust and confidence.
• Delivered performance to clients that generally conformed with or exceeded stated requirements, resulting in additional assets under management.
• Maintained strong working relationship with Client Service Team, helping create standardized client reporting, and minimizing preparation costs, errors, and turnaround time.
• Participated actively on the Asset Allocation Committee, collaborating on strategic and tactical allocation decisions. Implemented recommendations within client guidelines.
• Established then chaired the Mutual Funds/Traditional Managers Committee, creating a substantive and formalized fund/manager selection process that validated decisions.

Cleveland/Akron, Ohio Area

• As an active member of the portfolio management team provided analytical support to portfolio managers. Researched, analyzed and recommended large-cap equities for portfolios in accordance with investment style.
• Provided investment support to multiple portfolio managers, ensuring proper execution of equity trade decisions for the benefit of multiple client portfolios.
• Constructed portfolio commentaries, achieving timely communication of performance results to internal and external clients.

Conducted risk-based research on tax-exempt securities by gathering and analyzing financial data and agency reports to determine creditworthiness. Summarized results and made accumulation, retention or sale recommendations for the benefit of client relationships.

Cleveland/Akron, Ohio Area

Provided regulatory compliance support to trust product lines and Fiduciary Compliance and Risk Assessment reports to senior management, increasing awareness of and compliance with regulations.

Cleveland/Akron, Ohio Area

Planned, supervised and reviewed trust product line audits in accordance with regulatory and departmental standards and policies. Wrote audit findings/reports and presented to management.

Cleveland/Akron, Ohio Area

Performed financial statement reviews/compilations and tax returns for individual, trust, partnership and small business clients, managing client needs.

Mba, Banking And Finance

Bba, Accounting