Rich Payne Email and Phone Number
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Rich Payne is a Divisional Compliance Officer with the Alex Brown Private Client Group, a division of Raymond James, which oversees high net worth and ultra-high net worth clients in 20 different major markets throughout the United States. The Alex Brown platform combines a full spectrum of wealth management offerings and institutional capabilities. Payne started in financial services as a rookie Broker with Dean Witter at 2 World Trade Center and has since held leadership roles with Citi, Banc of America Investments and MassMutual Wealth Management. Registered Principal: FINRA Licensed: 7, 9, 10, 26, 63, 65
Alex. Brown, A Division Of Raymond James
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- 365
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Divisional Compliance Officer; Private Client GroupAlex. Brown, A Division Of Raymond James Jul 2018 - PresentOffice Location In Florida Covering Alex Brown Branches Throughout The U.S.
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Agency Supervisory OfficerMassmutual North Carolina Mar 2010 - Jun 2018North & South CarolinaOversight of all day-to-day Administrative functions including Supervision; Compliance; Internal & external SRO Audits and Operations for the Firm's OSJ and branches throughout North & South Carolina. Director of Compliance/Principal - managed adherence to the SEC’s Regulation Best Interest (Reg BI) standard of conduct, financial planning policies & procedures, continuing education requirements and all supervisory functions as delegated. Registered Principal of MML Investors Services, LLC, a MassMutual subsidiary. -
Vice President, Complex Administrative ManagerBanc Of America Investment Services Inc./ Bank Of America Apr 2003 - May 2009Las Vegas, Lake Tahoe Nv. / San Antonio, Austin Tx. Area -
Compliance OfficerSalomon Smith Barney International Office Jan 2000 - Jan 2002San Antonio, Austin, So. Texas
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Citicorp Investment Services/Financial AdvisorCiti Feb 1995 - Jan 2000New York City Metropolitan Area -
Stock BrokerDean Witter Jun 1993 - Jan 19952 World Trade Ctr. New York, Ny.
Rich Payne Skills
Rich Payne Education Details
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Frequently Asked Questions about Rich Payne
What company does Rich Payne work for?
Rich Payne works for Alex. Brown, A Division Of Raymond James
What is Rich Payne's role at the current company?
Rich Payne's current role is Divisional Compliance Officer for Alex Brown Private Client Group at Raymond James Financial Services..
What is Rich Payne's email address?
Rich Payne's email address is ri****@****own.com
What schools did Rich Payne attend?
Rich Payne attended Kean University.
What skills is Rich Payne known for?
Rich Payne has skills like Alternative Investments, Leadership, Series 63, Fixed Annuities, Bonds, Insurance, Retirement Planning, Financial Planning, Annuities, Investments, Variable Annuities, Finance.
Who are Rich Payne's colleagues?
Rich Payne's colleagues are Astrid Zapata, Mark J. Pomerantz Phd, Estefana Flores, Juan Felipe Souza, Susan Thornton, Ron Desbois, Martha Stevens.
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Rich Payne
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