Financial Examiner Analyst Supervisor - Ses
CurrentSupervise and train assigned personnel in the processing of applications, amendments, renewals, and other related filings required pursuant to Chapter 517, F.S. Review, evaluate, and analyze applications required pursuant to Chapter 517, F.S., to determine if requirements for licensure have been met. Review, evaluate, and analyze renewals and amendments required pursuant to Chapter 517, F.S., to determine if requirements for maintaining registration have been met. Supervise and train assigned personnel in the handling of routine general questions from attorneys, accountants, regulators and the investing public regarding laws, rules, regulations, and department policies under Chapter 517, F.S. and regarding the registration records maintained by the Office pursuant to Chapter 517, F.S. Approve attendance and leave for assigned personnel. Initiate and make recommendations relating to hiring, disciplinary actions, and rewarding assigned personnel, in compliance with application rules and Office policies. Provide guidance and motivation to assigned personnel. Responsible for timely development and completion of assigned personnel’s performance appraisals. Prepares special reports, responds to request for opinions regarding registration matters, researches cases for legal precedence and related subject material, and other staff projects upon request. Correspond and confer with accountants, attorneys, and other affiliated persons regarding laws, rules, and regulations, Office policies, procedures, and practices for areas regulated under Chapter 517, F.S., by the Office which require licensure with the emphasis in the area of securities registrations.