•Demonstrate proficiency with all the examination duties and responsibilities as Examiner-in-Charge/BSA Lead of complex and/or distressed institutions.•Determine if internal audit policies and procedures are adequate for the size, activities, complexity, and risk profile of the organization based on risk analysis and assessments.•Responsible for making recommendations for areas of a financial institution, which require correction.•Responsible for submission of report of examination (ROE) in a timely manner and for review of quality and accuracy.•Communicate examination findings and recommendations to Board of Director and Senior Management through comprehensive written reports and oral presentations detailing the financial risk and condition of the institution.•Conduct financial and risk management analysis and assess a financial institution’s capital, asset quality, earnings, liquidity, securities, and sensitivity to market risk. •Examine adversely rated institutions between $30 million and $4 billion dollars.•Thoroughly review, evaluate, and verify compliance regulations by the FFIEC, which include, but are not limited to; Bank Secrecy Act, Anti-Money Laundering Act, Office of Foreign Assets Control, USA PATRIOT Act, as well as various other compliance regulations. •Systematically gather necessary data for an examination through financial research, interviews, requested items, and downloads.•Examinations – successfully completing Safety and Soundness and compliance examinations/audits of various financial institutions working in conjunctions with the Federal Deposit Insurance Corporation (FDIC) and the Federal Reserve Bank (FRB). •Quarterly monitor and escalate issues arising from Uniform Bank Performance Reports to management at financial institutions.•Identification and review of unfair acts or deceptive practices.

•Assimilate client accounts, research information, and perform transaction analysis, which helps assess high risk industry clients against company AML/BSA Risk Policies•Perform on-going client analysis and maintain summary level executive management metrics for forensic client account activity, research, and resolution •Escalate significant issues to the AML/KYC Risk Manager that indicate additional AML risks to the firm •Accompany industry Risk Officer on a client call to discuss account, transaction activity and offer instructions to account usage, alternative products or account structure•Partner with industry Risk Officer in regard to accurate completion of the client’s Due Diligence Form and provide supporting documentation and risk decision rational for the underlying reference data associated with forensic analysis•Support local branches to approve/refuse high risk transactions in regard to company services, not limited to approving large checks, loans, and other high-risk transactions•Manage numerous priorities, which are confidential and handle sensitive information in a professional manner