Richard J. Smith Email and Phone Number
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I am a financial services industry leader with many years of international experience in both first and second-line functions with Top Tier global banks and microfinance companies and this gives me a strongly client-focused approach to regulatory compliance. I have led the delivery of large-scale change initiatives involving hundreds of staff across the globe and ensured a proactive and forward-looking approach to engagement with regulators, board members, customers and internal partners.As Chief Compliance Officer EMEA for Citi covering 55 countries, I led the implementation of MiFID II, PSD2, and GDPR for the group as well as overseeing compliance planning relating to Brexit. Expert in data privacy, I defined global strategy and governance in this area and acted as a key global resource.My international experience includes over a decade in the Asia Pacific region, which informed a nuanced approach to leadership as Chief Compliance Officer, APAC, heading a team of 500 across 17 countries. I am well versed in the challenges of emerging markets where in addition to my Asian experience, I count six years heading a region that covered Turkey, Ukraine, Russia, Kazakhstan, Greece, and Israel.I have led large, multi-geography teams and consistently invested time and resources into the development and motivation of staff at all levels. My background in Sales and Business Development for Citi Private Bank has kept me focused on client outcomes and quality of service when driving change and maximising efficiency in complex businesses.My areas of expertise include: Compliance, Regulation, AML, KYC, Sanctions, MiFID II, GDPR, Privacy Policy, Global Change Leadership, Risk Management & Controls, Governance, Reputational Risk, Training & Development, Large Team Leadership, Organisational Structure, Business Strategy, Business Transformation.
Star House Partners
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Managing PartnerStar House Partners Jul 2019 - PresentManila, National Capital Region, PhilippinesIndependent Compliance, Regulatory Risk Management, and Governance Consultant. Areas of expertise include Microfinance, Anti Financial Crime; Economic Sanctions; Privacy & Data Protection; Sales Practices; Risk Management; Regulatory Governance; and Organizational Design. -
Managing Director & Chief Compliance Officer - Emea RegionCiti Aug 2017 - Jun 2019London, United KingdomAs regional head of Compliance, responsible for proactively identifying, evaluating, mitigating, reporting on and resolving compliance and reputational risk across Citi's 55 franchises in the Europe, Middle East, and Africa Region. -
Managing Director & Chief Compliance Officer - Asia Pacific RegionCiti Dec 2014 - Aug 2017Hong KongAs regional head of Compliance, responsible for proactively identifying, evaluating, mitigating, reporting on and resolving compliance and reputational risk across Citi's franchises in the Asia Pacific Region. -
Managing Director & Chief Privacy OfficerCiti Jan 2014 - Dec 2014London | Hong KongAs Global Head of Privacy for Citi, responsible for data protection program, policy, and governance across 100+ countries -
Managing Director & Cluster Compliance Head - Russia, Ukraine, Kazakhstan, Turkey, Israel, GreeceCiti Sep 2008 - Jan 2014Moscow, Russian Federation -
Managing Director & Consumer Compliance HeadCiti Mar 2008 - Sep 2008Moscow, Russian Federation -
Citi Private Bank | Managing Director & Global Market ManagerCiti Jan 2005 - Dec 2007Jung-Gu, Seoul, Korea -
Citi Private Bank | Director & Chief OfficerCiti Jan 1999 - May 2005Manila, Philippines -
Citi Private Bank | Director & Region Head Private Bank UniversityCiti Jan 1994 - Dec 1998New York, Ny | Singapore -
Citi Private Bank | Director Client AcquisitionCiti Jan 1989 - Jan 1994New York, Ny -
Citi Private Bank | Private BankerCiti Sep 1983 - Jan 1989New York, Ny
Richard J. Smith Skills
Richard J. Smith Education Details
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History
Frequently Asked Questions about Richard J. Smith
What company does Richard J. Smith work for?
Richard J. Smith works for Star House Partners
What is Richard J. Smith's role at the current company?
Richard J. Smith's current role is Boad Advisor|Microfinance|Banking|Risk Management & Regulatory Governance|Strategy & Transformation|Operational Efficiency|Regtech & GRC Automated Solutions. Recently Africa based; now Asia focused..
What is Richard J. Smith's email address?
Richard J. Smith's email address is ri****@****ail.com
What schools did Richard J. Smith attend?
Richard J. Smith attended Tulane University.
What skills is Richard J. Smith known for?
Richard J. Smith has skills like Management, Emerging Markets, Private Banking, Banking, Capital Markets, Portfolio Management, Investment Banking, Financial Services, Fixed Income, Risk Management, Equities, Financial Risk.
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Richard J. Smith
Experienced Senior Finance Business Partner / Business Strategy Leader. Immediately Available.Auldana, Sa1gosolutionsgroup.co.uk
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