Richard J. Smith

Richard J. Smith Email and Phone Number

Boad Advisor|Microfinance|Banking|Risk Management & Regulatory Governance|Strategy & Transformation|Operational Efficiency|Regtech & GRC Automated Solutions. Recently Africa based; now Asia focused. @ Star House Partners
Richard J. Smith's Location
Metro Manila, Philippines
Richard J. Smith's Contact Details

Richard J. Smith work email

Richard J. Smith personal email

About Richard J. Smith

I am a financial services industry leader with many years of international experience in both first and second-line functions with Top Tier global banks and microfinance companies and this gives me a strongly client-focused approach to regulatory compliance. I have led the delivery of large-scale change initiatives involving hundreds of staff across the globe and ensured a proactive and forward-looking approach to engagement with regulators, board members, customers and internal partners.As Chief Compliance Officer EMEA for Citi covering 55 countries, I led the implementation of MiFID II, PSD2, and GDPR for the group as well as overseeing compliance planning relating to Brexit. Expert in data privacy, I defined global strategy and governance in this area and acted as a key global resource.My international experience includes over a decade in the Asia Pacific region, which informed a nuanced approach to leadership as Chief Compliance Officer, APAC, heading a team of 500 across 17 countries. I am well versed in the challenges of emerging markets where in addition to my Asian experience, I count six years heading a region that covered Turkey, Ukraine, Russia, Kazakhstan, Greece, and Israel.I have led large, multi-geography teams and consistently invested time and resources into the development and motivation of staff at all levels. My background in Sales and Business Development for Citi Private Bank has kept me focused on client outcomes and quality of service when driving change and maximising efficiency in complex businesses.My areas of expertise include: Compliance, Regulation, AML, KYC, Sanctions, MiFID II, GDPR, Privacy Policy, Global Change Leadership, Risk Management & Controls, Governance, Reputational Risk, Training & Development, Large Team Leadership, Organisational Structure, Business Strategy, Business Transformation.

Richard J. Smith's Current Company Details
Star House Partners

Star House Partners

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Boad Advisor|Microfinance|Banking|Risk Management & Regulatory Governance|Strategy & Transformation|Operational Efficiency|Regtech & GRC Automated Solutions. Recently Africa based; now Asia focused.
Richard J. Smith Work Experience Details
  • Star House Partners
    Managing Partner
    Star House Partners Jul 2019 - Present
    Manila, National Capital Region, Philippines
    Independent Compliance, Regulatory Risk Management, and Governance Consultant. Areas of expertise include Microfinance, Anti Financial Crime; Economic Sanctions; Privacy & Data Protection; Sales Practices; Risk Management; Regulatory Governance; and Organizational Design.
  • Citi
    Managing Director & Chief Compliance Officer - Emea Region
    Citi Aug 2017 - Jun 2019
    London, United Kingdom
    As regional head of Compliance, responsible for proactively identifying, evaluating, mitigating, reporting on and resolving compliance and reputational risk across Citi's 55 franchises in the Europe, Middle East, and Africa Region.
  • Citi
    Managing Director & Chief Compliance Officer - Asia Pacific Region
    Citi Dec 2014 - Aug 2017
    Hong Kong
    As regional head of Compliance, responsible for proactively identifying, evaluating, mitigating, reporting on and resolving compliance and reputational risk across Citi's franchises in the Asia Pacific Region.
  • Citi
    Managing Director & Chief Privacy Officer
    Citi Jan 2014 - Dec 2014
    London | Hong Kong
    As Global Head of Privacy for Citi, responsible for data protection program, policy, and governance across 100+ countries
  • Citi
    Managing Director & Cluster Compliance Head - Russia, Ukraine, Kazakhstan, Turkey, Israel, Greece
    Citi Sep 2008 - Jan 2014
    Moscow, Russian Federation
  • Citi
    Managing Director & Consumer Compliance Head
    Citi Mar 2008 - Sep 2008
    Moscow, Russian Federation
  • Citi
    Citi Private Bank | Managing Director & Global Market Manager
    Citi Jan 2005 - Dec 2007
    Jung-Gu, Seoul, Korea
  • Citi
    Citi Private Bank | Director & Chief Officer
    Citi Jan 1999 - May 2005
    Manila, Philippines
  • Citi
    Citi Private Bank | Director & Region Head Private Bank University
    Citi Jan 1994 - Dec 1998
    New York, Ny | Singapore
  • Citi
    Citi Private Bank | Director Client Acquisition
    Citi Jan 1989 - Jan 1994
    New York, Ny
  • Citi
    Citi Private Bank | Private Banker
    Citi Sep 1983 - Jan 1989
    New York, Ny

Richard J. Smith Skills

Management Emerging Markets Private Banking Banking Capital Markets Portfolio Management Investment Banking Financial Services Fixed Income Risk Management Equities Financial Risk Aml Data Privacy Privacy Compliance Wealth Management Retail Banking Relationship Management Compliance Corporate Governance

Richard J. Smith Education Details

Frequently Asked Questions about Richard J. Smith

What company does Richard J. Smith work for?

Richard J. Smith works for Star House Partners

What is Richard J. Smith's role at the current company?

Richard J. Smith's current role is Boad Advisor|Microfinance|Banking|Risk Management & Regulatory Governance|Strategy & Transformation|Operational Efficiency|Regtech & GRC Automated Solutions. Recently Africa based; now Asia focused..

What is Richard J. Smith's email address?

Richard J. Smith's email address is ri****@****ail.com

What schools did Richard J. Smith attend?

Richard J. Smith attended Tulane University.

What skills is Richard J. Smith known for?

Richard J. Smith has skills like Management, Emerging Markets, Private Banking, Banking, Capital Markets, Portfolio Management, Investment Banking, Financial Services, Fixed Income, Risk Management, Equities, Financial Risk.

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