Stephanie Richards
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Stephanie Richards Email & Phone Number

Principal of Risk Advisory Services at Kaufman Rossin at Kaufman Rossin
Location: Miami-Fort Lauderdale Area, United States, United States 4 work roles 2 schools
1 work email found @kaufmanrossin.com LinkedIn matched
✓ Verified Jun 2026 4 data sources Profile completeness 100%

Contact Signals · 1 work email

Work email s****@kaufmanrossin.com
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Current company
Kaufman Rossin
Role
Principal of Risk Advisory Services at Kaufman Rossin
Location
Miami-Fort Lauderdale Area, United States, United States
Company size
429 employees

Who is Stephanie Richards? Overview

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Quick answer

Stephanie Richards is listed as Principal of Risk Advisory Services at Kaufman Rossin at Kaufman Rossin, a company with 429 employees, based in Miami-Fort Lauderdale Area, United States, United States. AeroLeads shows a work email signal at kaufmanrossin.com and a matched LinkedIn profile for Stephanie Richards.

Stephanie Richards previously worked as Principal at Kaufman Rossin and Director of Risk Advisory Services at Kaufman Rossin. Stephanie Richards holds Bachelor Of Arts Degree In Criminal Justice from Florida Atlantic University.

Company email context

Email format at Kaufman Rossin

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{first_initial}{last}@kaufmanrossin.com
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Profile bio

About Stephanie Richards

I am a securities industry compliance professional with over 10 years of experience in the financial services industry, including direct regulatory experience from FINRA and currently obtaining private sector experience with Kaufman, Rossin & Co. My expertise focuses on recognizing and assessing Regulatory/Compliance Risk at broker-dealers and investment advisers.

Listed skills include Anti Money Laundering, Securities, Securities Regulation, Risk Management, and 17 others.

Current workplace

Stephanie Richards's current company

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Kaufman Rossin
Kaufman Rossin
Principal of Risk Advisory Services at Kaufman Rossin
miami, florida, united states
Website
kaufmanrossin.com
Employees
429
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4 roles

Stephanie Richards work experience

A career timeline built from the work history available for this profile.

Director Of Risk Advisory Services

Kaufman Rossin
Jan 2022 - Jun 2023

Senior Manager

Kaufman Rossin

Boca

Responsible for providing compliance solutions including annual compliance reviews, anti-money laundering independent testing, supervisory control risk assessments, fraud investigations, and customized compliance or product reviews. Also assists clients with broker-dealer and investment adviser registration with FINRA, the states, and the Securities and.

Sep 2015 - Jan 2022

Principal Regulatory Coordinator/Risk Analyst

Financial Industry Regulatory Authority (Finra)

Boca Raton, FL

Highly experienced FINRA Regulatory Compliance Professional and Risk Analyst with 10 years of experience in Operational, Regulatory, Compliance, Audits, and Business Process Control Reviews. Advanced knowledge and understanding of financial markets, industry regulations and compliance requirements, as well as securities industry systems, operations.

Aug 2005 - Sep 2015
Team & coworkers

Colleagues at Kaufman Rossin

Other employees you can reach at kaufmanrossin.com. View company contacts for 429 employees →

MU Mateo Uribe Mateo Uribe Colleague at Kaufman RossinFort Lauderdale, Florida, United States, United States View → MS Mark Scott Mark Scott Colleague at Kaufman RossinMiami, Florida, United States, United States View → DW Dan Wagner Dan Wagner Colleague at Kaufman RossinBoca Raton, Florida, United States, United States View → IC Ioana Chirila Gherman, Cpa Ioana Chirila Gherman, Cpa Colleague at Kaufman RossinWest Palm Beach, Florida, United States, United States View → DC Dalia Clarke Dalia Clarke Colleague at Kaufman RossinUnited States, United States View → GS Gregory Spaulding Gregory Spaulding Colleague at Kaufman RossinFort Lauderdale, Florida, United States, United States View → DF Dennis Fitzpatrick Dennis Fitzpatrick Colleague at Kaufman RossinMiami, Florida, United States, United States View → SU Sandhya.K Undefined Sandhya.K Undefined Colleague at Kaufman RossinChennai, Tamil Nadu, India, India View → RO Roger Otano Roger Otano Colleague at Kaufman RossinMiami, Florida, United States, United States View → SS Silly Smith Silly Smith Colleague at Kaufman RossinLos Angeles, California, United States, United States View →
2 education records

Stephanie Richards education

FAQ

Frequently asked questions about Stephanie Richards

Quick answers generated from the profile data available on this page.

What company does Stephanie Richards work for?

Stephanie Richards works for Kaufman Rossin.

What is Stephanie Richards's role at Kaufman Rossin?

Stephanie Richards is listed as Principal of Risk Advisory Services at Kaufman Rossin at Kaufman Rossin.

What is Stephanie Richards's email address?

AeroLeads has found 1 work email signal at @kaufmanrossin.com for Stephanie Richards at Kaufman Rossin.

Where is Stephanie Richards based?

Stephanie Richards is based in Miami-Fort Lauderdale Area, United States, United States while working with Kaufman Rossin.

What companies has Stephanie Richards worked for?

Stephanie Richards has worked for Kaufman Rossin and Financial Industry Regulatory Authority (Finra).

Who are Stephanie Richards's colleagues at Kaufman Rossin?

Stephanie Richards's colleagues at Kaufman Rossin include Mateo Uribe, Mark Scott, Dan Wagner, Ioana Chirila Gherman, Cpa, and Dalia Clarke.

How can I contact Stephanie Richards?

You can use AeroLeads to view verified contact signals for Stephanie Richards at Kaufman Rossin, including work email, phone, and LinkedIn data when available.

What schools did Stephanie Richards attend?

Stephanie Richards holds Bachelor Of Arts Degree In Criminal Justice from Florida Atlantic University.

What skills is Stephanie Richards known for?

Stephanie Richards is listed with skills including Anti Money Laundering, Securities, Securities Regulation, Risk Management, Finance, Broker Dealer Compliance, Equities, and Financial Services.

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