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Richard Berman is listed as Seasoned Finance Pro of 20+ years; Operations, Client Support/Onboarding/AML, Risk Management, Trading & Sales. based in Brooklyn, New York, United States. AeroLeads shows a matched LinkedIn profile for Richard Berman.
Richard Berman previously worked as Principal, Client Services & Operations at Sagetrader, Llc and Founder at R H Berman Llc. Richard Berman holds Bachelor'S Degree, Business/Finance from University At Albany, Suny.
Richard Berman is a results-driven & customer focused finance professional with over 20 years of industry experience including operations, client support & onboarding, risk management, market surveillance & analysis, trading and sales experience. Core Qualifications: FINRA Series 24, 57, 4, 7, SIE
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Brooklyn, New York, United States
Responsible for client success & onboarding, risk management, pre & post-trade surveillance analytics for possible manipulative behavior, composed monthly client invoices by aggregating data, maintained ongoing AML checks, and monitored HTB, ETB & PTP symbol lists to adhere to Reg SHO.
New York, New York
Investor/connector/cap intro in emerging growth industries including technology, cryptocurrency, hemp/cannabis, and entertainment. Richard also produced and hosted blockchain/cryptocurrency networking events headlined by leading industry speakers.
New York, Ny
Recruited by Naren Young, internationally renowned mixologist, to launch ambitious bar program at Saxon & Parole which earned "World's Greatest Restaurant Bar" (2013) and "Best American Restaurant Bar" (2016). Also maximized brand experience through music programming, cocktail creation, employee training and charismatic interaction with guests.
New York, Ny
Traded equities, ETF's and futures using technical analysis and momentum-based strategies at four trading firms.
New York, Ny & Miami, Fl
Prospected new accounts and actively managed existing accounts with stocks, bonds and options for high net worth individuals and institutions at four brokerage firms.
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Richard Berman is listed as Seasoned Finance Pro of 20+ years; Operations, Client Support/Onboarding/AML, Risk Management, Trading & Sales..
Richard Berman is based in Brooklyn, New York, United States.
Richard Berman has worked for Sagetrader, Llc, R H Berman Llc, Saxon And Parole Restaurant, T3 Trading Group, Llc, Cyrus Capital, Ellis Island Trading, And Next Capital, and Raymond James Financial, Prime Charter Ltd., Ladenburg Thalmann, D. Blech & Co..
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Richard Berman holds Bachelor'S Degree, Business/Finance from University At Albany, Suny.
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