Director
Current
Sep 2018 - Present
AeroLeads people directory · profile
Rick Farber Email & Phone Number
Director
at
BMO Capital Markets
1 work email found
@bmocm.com
LinkedIn matched
✓ Verified Jul 2026
4 data sources
Profile completeness 86%
Current company
Role
Director
Location
New York, United States
Company size
Who is Rick Farber? Overview
A concise factual answer block for searchers comparing this professional profile.
Quick answer
Rick Farber is listed as Director at BMO Capital Markets, a with 4578 employees, based in New York, United States. AeroLeads shows a work email signal at bmocm.com and a matched LinkedIn profile for Rick Farber.
Rick Farber previously worked as Compliance Officer at Kgs-Alpha Capital Markets, L.P. and Director at Nyse Regulation. Rick Farber holds Ma, Mathematics In Education from New York University.
Company email context
Email format at BMO Capital Markets
This section adds company-level context without repeating Rick Farber's masked contact details.
{first}.{last}@bmocm.com
89% confidence
AeroLeads found 1 current-domain work email signal for Rick Farber. Compare company email patterns before reaching out.
Profile bio
About Rick Farber
Mr. Farber is Vice President in the Division of Regulation and Compliance in the American Stock Exchange. He is responsible for rule interpretations and the regulatory training programs. He also serves as a liaison to the Office of General Counsel to develop SEC filings for proposed rule changes.Specialties: Analytical problem solving, research and communications of results, developing and implemening training programs, project management, knowledge of the '34 Exchange Act.
Current workplace
Rick Farber's current company
Company context helps verify the profile and gives searchers a useful next step.
Bmo Capital Markets
7 roles · 37 years
Rick Farber work experience
A career timeline built from the work history available for this profile.
Compliance Officer
Helped to build Compliance Department for start-up broker-dealer that specialized in institutional fixed-income sales and trading.
Aug 2010 - Sep 2018
Director
Nyse Regulation
Responsible for analysis of the regulatory program at New York Stock Exchange to identify regulatory risks.
Jan 2009 - Jun 2010
Vice President
Responsible for rule interpretations and training in the Division of Regulation and Compliance as well as assisting in the design and implementation of business initiatives. Also responsible for the review and approval of information barriers (Chinese walls).
May 2005 - Jan 2009
Mathematics High School Teacher
Taught mathematics to grades 9 through 12 in two New York City public high schools.
2001 - 2005
~4 yrs
General Partner
Rlf Securities & Co.
Traded equities options for my own account and for specialist firm on Amex trading floor. Employed hedging and spreading techniques such as conversions/reversals, calendars, butterflies, etc. Trained other traders in stock option theory and practice.
1992 - 2001
~9 yrs
Senior Associate
Responsible for financial and actuarial analyses of pension and profit sharing plans.
1990 - 1992
~2 yrs
Team & coworkers
Colleagues at BMO Capital Markets
Other employees you can reach at bmocm.com. View company contacts for 4578 employees →
EW
Emma Williams, Mba
Colleague at Bmo Capital MarketsToronto, Ontario, Canada
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TC
Tom Curran
Colleague at Bmo Capital MarketsGreater Chicago Area, United States
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MC
Meliisa Cooper
Colleague at Bmo Capital MarketsOshawa, Ontario, Canada
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GS
Gabrielle S.
Colleague at Bmo Capital MarketsToronto, Ontario, Canada
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EN
Elizabeth Neeson
Colleague at Bmo Capital MarketsToronto, Ontario, Canada
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CO
Caroline O'Kelly
Colleague at Bmo Capital MarketsLake Forest, Illinois, United States
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RR
Robin Regulus
Colleague at Bmo Capital MarketsAurora, Illinois, United States
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AB
Alexandre Brilhante
Colleague at Bmo Capital MarketsToronto, Ontario, Canada
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CS
Christopher Sinclair
Colleague at Bmo Capital MarketsBloomfield, New Jersey, United States
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JH
Janile Hill
Colleague at Bmo Capital MarketsBrooklyn, New York, United States
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Emma Williams, Mba
Colleague at Bmo Capital MarketsToronto, Ontario, Canada
View →
TC
Tom Curran
Colleague at Bmo Capital MarketsGreater Chicago Area, United States
View →
MC
Meliisa Cooper
Colleague at Bmo Capital MarketsOshawa, Ontario, Canada
View →
GS
Gabrielle S.
Colleague at Bmo Capital MarketsToronto, Ontario, Canada
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EN
Elizabeth Neeson
Colleague at Bmo Capital MarketsToronto, Ontario, Canada
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CO
Caroline O'Kelly
Colleague at Bmo Capital MarketsLake Forest, Illinois, United States
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RR
Robin Regulus
Colleague at Bmo Capital MarketsAurora, Illinois, United States
View →
AB
Alexandre Brilhante
Colleague at Bmo Capital MarketsToronto, Ontario, Canada
View →
CS
Christopher Sinclair
Colleague at Bmo Capital MarketsBloomfield, New Jersey, United States
View →
JH
Janile Hill
Colleague at Bmo Capital MarketsBrooklyn, New York, United States
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2 education records
Rick Farber education
Ma, Mathematics In Education
Sb, Mathematics
Massachusetts Institute Of Technology
FAQ
Frequently asked questions about Rick Farber
Quick answers generated from the profile data available on this page.
What company does Rick Farber work for?
Rick Farber works for BMO Capital Markets.
What is Rick Farber's role at BMO Capital Markets?
Rick Farber is listed as Director at BMO Capital Markets.
What is Rick Farber's email address?
AeroLeads has found 1 work email signal at @bmocm.com for Rick Farber at BMO Capital Markets.
Where is Rick Farber based?
Rick Farber is based in New York, United States while working with BMO Capital Markets.
What companies has Rick Farber worked for?
Rick Farber has worked for Bmo Capital Markets, Kgs-Alpha Capital Markets, L.P., Nyse Regulation, American Stock Exchange, and Nyc Department Of Education.
Who are Rick Farber's colleagues at BMO Capital Markets?
Rick Farber's colleagues at BMO Capital Markets include Emma Williams, Mba, Tom Curran, Meliisa Cooper, Gabrielle S., and Elizabeth Neeson.
How can I contact Rick Farber?
You can use AeroLeads to view verified contact signals for Rick Farber at BMO Capital Markets, including work email, phone, and LinkedIn data when available.
What schools did Rick Farber attend?
Rick Farber holds Ma, Mathematics In Education from New York University.
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