Ritesh Thapa Email & Phone Number

Bengaluru, Karnataka, India

• Created and maintained over 200 procedures on Service Members Civil Relief Act (SCRA), ensuring 100% regulatory compliance and enhancing operational clarity across departments.• Implemented 500+ business processes across AML (Anti Money Laundering), SCRA, and Data Analytics, improving documentation standards and increasing process adherence by 12%.• Assessed and aligned risks for 40 processes in the Risk and Control Self-Assessment RCSA framework, reducing control… Show more • Created and maintained over 200 procedures on Service Members Civil Relief Act (SCRA), ensuring 100% regulatory compliance and enhancing operational clarity across departments.• Implemented 500+ business processes across AML (Anti Money Laundering), SCRA, and Data Analytics, improving documentation standards and increasing process adherence by 12%.• Assessed and aligned risks for 40 processes in the Risk and Control Self-Assessment RCSA framework, reducing control gaps by 4% and enhancing risk management.• Led risk assessments, closing 15 control gaps and implementing mitigation strategies, reducing operational risk by 14%.• Developed audit testing programs for key operational areas, improving audit outcomes and operational integrity by 5% through enhanced risk management. Show less

Bengaluru, Karnataka, India

• Provided process training to onboarding team members, significantly enhancing their efficiency and ensuring a smoother integration into the organization, which in turn improved overall productivity and consistency in operations.• Demonstrated versatility by contributing to the Default Assignment Team, effectively creating assignments for defaulting clients, which streamlined processes and enhanced the organization's ability to manage default cases… Show more • Provided process training to onboarding team members, significantly enhancing their efficiency and ensuring a smoother integration into the organization, which in turn improved overall productivity and consistency in operations.• Demonstrated versatility by contributing to the Default Assignment Team, effectively creating assignments for defaulting clients, which streamlined processes and enhanced the organization's ability to manage default cases efficiently.• Organized and managed team delivery, ensuring alignment with project timelines and objectives, resulting in a 20% improvement in on-time project completion and a 15% increase in overall project efficiency.• Verifying the information through third party websites and tools (Bloomberg, Lexis Nexis, Financial Times USPStool, Sec.Govt). Show less

Bengaluru, Karnataka, India

• Completed due diligence on customers to verify the accuracy of their -details, resulting in improved organizational compliance and risk management.• Reviewed customer loan documents to ensure accurate completion of endorsements, thereby protecting the organization's financial integrity and ensuring regulatory compliance.• Collaborated with the Loan Sales Assignment Team to facilitate the smooth transfer of liens to the secondary market, enhancing the… Show more • Completed due diligence on customers to verify the accuracy of their -details, resulting in improved organizational compliance and risk management.• Reviewed customer loan documents to ensure accurate completion of endorsements, thereby protecting the organization's financial integrity and ensuring regulatory compliance.• Collaborated with the Loan Sales Assignment Team to facilitate the smooth transfer of liens to the secondary market, enhancing the organization's operational efficiency and market liquidity.• Developed and implemented stress testing in operating models, providing valuable insights for the organization to enhance risk management and strategic planning for capital markets. Show less

Bachelor Of Commerce - Bcom, Accounting And Finance

Master'S Degree, Investment Banking