Richard Brown Email & Phone Number

United States

Newark, New Jersey, United States

• Investigated and researched client inquiries in order to maintain up-to-date records and ensure all payments were made and received when expected• Communicated clearly and effectively with clients, counterparties, and team members• Effectively multi-tasked numerous clients and all their day-to-day tasks• Successfully completed all daily tasks assigned to me by managing my time, keeping track of all deadlines, and escalating any issues in a timely manner

Greater Denver Area

• Managed settlements for domestic trades (DTC & Fed) as the lead analyst on the domestic settlement desk• Investigated and resolved any pre settlement discrepancies in order to facilitate settlement of trades while complying with strict market requirements and deadlines • Updated and developed new procedures in order to reduce risk• Trained new and existing employees on assignments and functions within the team• Assisted colleagues on the global settlements desk (Euroclear, Clearstream, etc.) when daily volumes increased, in order to adhere to international market deadlines• Reported and monitored status of failed trades, while working with our client and counterparties to identify, address, and resolve any issues• Communicated with client representatives, counterparties, and team members to proactively analyze potential problems related to newly issued securities• Multitasked various time sensitive duties while working in a high-intensity, fast-paced environment

Greenwood Village, Colorado

• Took initiative to network with and assist up to six senior team members with various tasks, in order to gain more exposure to different areas of financial industry• Compiled and updated information for over 150 clients using CRM software, improving organization of client information and day-to-day productivity for senior team members• Contacted up to 50 clients a day, scheduled and facilitated appointments, and prepared paperwork, while operating in a fast paced environment

Bachelor Of Business Administration - Bba, International Business, 3.74

Associate Of Science (A.S.), Business Administration And Management, General, 3.32