Robert Greene Email & Phone Number

Seminole Florida (Tampa Area)

Expert witness for contracted Law Firm litigation Compliance officer, IT Audit and Security Management, Product Development, Legal Support, Trademark and Patent management for new products, contracts management, evaluation and negotiation.

London, England, United Kingdom

Oversee assessments and audits of Global compliance initiativesCoordinate FedRamp certificationAssess and edit vendor related contractsChoose and implement training programs for global privacy and security awarenessWork with President, Board of Directors, Senior Executives, HR, legal to coordinate global complianceGDPR, NIST, ISO, certifications and assessmentsTravel (when possible) to international locations to assess and implemnt compliance processesManage and audit global security and privacy processessEvaluate and create policies and proceduresTrain and manage staff

Travel To 120 Locations On Six Continents For Consulting And Control Reviews

Plan, manage and perform information security domestic and international compliance reviews, track and manage remediation of findings. ▪ Review contractual agreements related to third party services and Information Security addendum’s ▪ Train and manage staff ▪ Coordinate activities with legal, compliance, IT administrators, CIO’s and Managing Partners

Orlando, Florida Area

Supervise three Offshore Teams (India), 1. Controls and Compliance 2. PCI, network scans, pen testing and remediation 3. Network Monitoring and Logging. Coordinate activity with US teams ▪ Liaise with: senior management: compliance, finance, operations, external audit ▪ Coordinate and perform SOX testing, controls monitoring and internal controls design ▪ Self assessment performance and coordination, SLA monitoring, contract management ▪ PCI assessment, remediation and compensating controls review and design ▪ Network scan and penetration test remediation ▪ Network Monitoring and logging ▪ Design and administer team training and knowledge sharing

Tampa/St. Petersburg, Florida Area

Manage the process Controls program: Design and lead testing of SOX, IT, Financial and Operational controls • Analyze controls to ensure that they satisfy the risk criteria and ascertain that test steps can be re-performed by internal audit and Big 4 auditors • Work with Internal Audit and Big 4 audit directors to facilitate audits, management reporting, controls design and testing and remediation of findings • Presentations to Senior and Middle management on corporate control structure and their departmental control responsibilities • Manage Documentation of in-scope SOX databases, applications and systems • Report to corporate management on SOX issues, requirements and progress • Manage the corporate responsibility for IT internal audits and external quarterly and annual SOX and attestation audits • HITRUST controls design, testing, and implementations • HIPAA Information Privacy Assessments • Coordinate governance activities with IT process groups: IT Security, Change Controls, Development, Windows, Unix, Database Managers, Infrastructure and data center management • Update controls, processes, procedures and SOX documentation • Project Manager for Service Account access and utilization controls

Saint Petersburg, Florida

Perform and manage assessments of compliance of, Corporate National and International subsidiaries with Corporate, IT and operational controls, policies and procedures. Travel Nationally and Internationally for assessments and compliance consultingControl gap assessmentsSupervise and recommend remediation strategiesCommunicate with Senior Vice Presidents, Senior Managers and Directors concerning their respective operations, policies and proceduresWork with Legal, Individual Company Boards Of Directors, and compliance personnel to report on status of controls, policies, procedures, audits, assessments and remediation Work with Internal audit, regulators, and outside auditors (Big 4) to facilitate audits, evaluate findings, create and oversee remediation strategiesSubject matter expert on compliance policies: FFEIC, GLBA, SEC, FedLine, E Banking, OCC, FDIC, US Treasury

Greater Los Angeles Area

Perform and manage testing of the accuracy and validity of financial information and Financial Controls related to BASEL III reserve calculations and Mortgage Financial Applications which produce information for financial reports, SOX controls creation, documentation and testing,Re perform testing of Financial Controls by Line Of Business ManagementExamine documentation of Financial Key controlsMonitor Remediation of deficienciesWork with External Auditor (Big 4) to perform testing, document controls and remediate findingsCompose work paper documentation of testing that can be relied upon by external auditor Perform and manage an audit and review of the processing controls for Key Business Elements for BASEL III reporting, (KBE's) flowing through The LYNX HUB from iSeries and the DALs ALS system. Oversee the audit of controls of SBO 200 and The W warehouse function. Review documentation of the migration of functionality from PYXIS to LYNX to ensure that relevant controls and processing functions included in the new LYNX configuration. Provide IT controls and compliance expertise for the audit team on various projects.Completed training for:AML and major CrimesOFACInformation ProtectionFraud and Bribery Utilize Bank of America's automated work papers GPS to document audit testing, documentation, conclusions

Tampa/St. Petersburg, Florida Area

Perform and manage a review and assessment of the operational, IT, and critical information controls of third parties which are vendors and or service providers to Citi. Specifically, large International banks, Multi-national Insurance companies, and large Hedge Funds.Coordinate and communicate information exchanges and findings to and with Senior International Managers, Directors, and SVP’s. Ensure that remediation of any findings occurs in a timely manner.Understand and apply regulatory requirements of: OCC, FDIC, Federal Reserve, Citi, Major National Banks and regulators; such as Bank Of China, National Bank of Russia, Superintendencia de Financiero, and many international regulators.Understand and apply consumer compliance regulatory requirement, as and when applicable, to third party relationships; HIPAA, GLB, FCRA, UDAAP, SCRA, Reg DD, FINRA, PCI.

Charlotte, North Carolina Area

Assess the operational and IT controls over customer information of third party multinational Law Firms that provide Outside Legal Counsel Services.Prepare audit plans and evaluate bank policies and procedures to ensure that third party access and transmission of Bank of America customer information is coherent with Bank standards.Access, Change controls, data center, transportation, Data Loss Prevention, internet transmission, Wi-Fi coverage, Business continuity, Disaster recovery, Incident response, International protocols, IT infrastructure, operational processes, backup and recovery, data security considerations. Prepare reporting for, coordinate and communicate information exchanges and findings to and with Senior International Managers, Directors, and SVP’s. Ensure that remediation of any findings occurs in a timely manner. Senior management.

Greater Los Angeles Area

Perform and/or lead compliance reviews of internal operations, financial institutions, process improvement, customer information security, related computer systems, policies and procedures compliance and special projects as assigned. Examination and investigation of Financial Institution statements, records, and adherence to specific regulations to ensure compliance. Create review/audit programs and lead teams in the creation of review materials, testing and documentation of reviews. Report writing and presentations to management. Create position papers, answers to senior management inquiries and management reports for department director to sign and publish. Interact with client management and senior managers as an advisor on special projects. Conduct meetings with department directors and their management teams to discuss reviews and findings. Follow up on the implementation of recommendations. Lead electronic work paper creation and documentation. Lead review of Claims Department Employee Benefits, Lead Review of Collateral and Lien release process. Coordinate Functional Continuity Project with national offices. Assist in fraud, fair lending, money laundering, customer information protection, investigations. Compliance reviews: BSA, AML, RESPA, CRA, OFAC, Patriot Act, HMDA, PII/SI GLB.

Greater Los Angeles Area

Plan, perform and lead multiple simultaneous, risk assessments, compliance, financial and IS audits of major corporations and complex financial institutions as assigned. Manage multicultural and multilevel teams. Compose and review project work papers. Presentations to client senior management, audit committees and Boards of Directors. Manage client projects involving external auditors E&Y and Deloitte. Manage and perform financial institution examinations and readiness reviews, to ensure compliance with lending, money laundering, information security, GLB, financial system internal controls. Manage and perform IT security reviews OS, DB, and application implementations and layers. Write, review manage and execute test plans. Interface with client functional owners and users. Process Improvement Projects, Information security reviews, SAP security, Oracle, JD Edwards, Solomon, and PeopleSoft. Sarbanes Oxley (SOX) and CobiT assessments. Industries: Financial Institutions, Communications, Technology. Lead vendor management and relationship joint venture projects. National quality assurance team member. Government Practice Leader; lead projects consulting with and auditing complex financial institutions and government agencies, including international projects. SOX attestation and readiness projects. Train and evaluate staff. Presentations at IIA meetings, and corporate client meetings. Expert commentator for business magazines. International travel Far East and Europe. GLB, PCI, HIPAA, SOX, PII/SI.

Greater Los Angeles Area

Plan, manage and perform multiple simultaneous, SOX internal controls testing, audits and quarterly reviews for major corporations. Financial institution compliance readiness reviews. Financial and Information security reviews, SAP, Oracle, JD Edwards, PeopleSoft, Solomon. ERP system implementations and evaluations. Industries: Large Financial Institutions, Multinationals. Internal Audit projects for clients, manage outside auditors, Ernst & Young, perform readiness controls: walkthroughs, documentation and testing. Perform internal audit function for clients. Travel nationally and internationally. Manage multicultural and multilevel national and international teams.

Ba, Finance, Computer Science, Accounting, International Relations

Activities and Societies: Debate Team Scholarship, Business Fellowship

Jd, Corporate Law, Business Law, International, Copyrights, Entertainment

Activities and Societies: Moot Court

International Business And Compliance Certificate, Compliance, Privacy, International Law