Robert Fleming Email & Phone Number

As the Chief Compliance Officer of Acropolis, I develop, implement, and maintain the firm’s compliance polices and procedures. From managing individual and firm registration requests to preparing all required regulatory filings, I ensure Acropolis is always meeting the necessary requirements. I bring focus, honesty, and reliability to the office to ensure we’re making the right decisions for our clients. In addition to my behind the scenes work, I conduct ongoing staff training to keep all Acropolis employees up to speed. I develop and implement testing programs that asses the adequacy of firm policies and procedures. Identifying and mitigating risk keeps Acropolis and our clients on the right track. Acropolis is an investment management firm that is well grounded in both academic theory and real world experience. As wealth management professionals, we invest in our clients’ interests first and foremost. Through outstanding service, sound advice and exceptional results we build personal relationships that last a lifetime. We value integrity and honest advice above all else, and we practice what we preach. This means we invest alongside our clients, using the same securities and strategies as those we recommend. This keeps us keenly aware of the risks and opportunities.Learn more at our website: http://acrinv.comFollow Acropolis on LinkedIn: https://goo.gl/jxEZWg

Listed skills include Investments, Regulatory Compliance, Compliance Management, Wealth Management Services, and 2 others.

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  Millikin University

  Marketing