Robin Sims Email & Phone Number

Asset Management RCSA, SOX Testing, SSAE16, Issue Management

• Testing, validation and ongoing rationalization of formally documented technology based SOX, Internal, Policy and Compliance controls• Responsible for Documenting and implementing a review and approval process for all Internal/Policy/Compliance controls in the technology segment.• Full Responsibility for accuracy and integrity of all risk related information and data in the Enterprise Risk Management System, for the technology segment.• Responsible for the Business Continuity Plan for Technology Segment Risk• IT risk metric development and reporting for use in the RCSA and Technology Dashboard.• Support of business segment responses to risk based issues and findings• Coordinate development and implementation of action plans and target dates resulting from ineffective control testing, internal/external audit and self-identified issues.• Creation and management of the business segment risk register with-in the Enterprise Risk Management System. • IT liaison to Internal and External Audit

Trust Operations Lead for Reorg/Class Actions/TransfersKRI reporting and metricsBusiness Continuity CoordinatorAudit Liason Internal & ExternalTrust ComplianceCoordinate SAS70

Business Continuity, Facilitate Control Self Assessments for Global technology Infrastructure, Audit liason, facilitate SAS70 reviews.

Asset Management RCSA, Sox testing, SSAE16, Issue Management

Corporate Quality Audit process of the BC/DR PlansDeveloped and managed over 50 Business Continuity Plans Coordinated and facilitated annual testing of BC Plans

Education record

Education record