Ronit Basu Email & Phone Number

Bengaluru, Ka, In

Bengaluru, Karnataka, India

Bangalore Urban, Karnataka, India

- Plan, execute and manage SOX compliance audits for the company’s annual SOX program while coordinating with external auditors based in US and UK.- Work with business process owners in the first line of defense (1st LOD) and risk management function in the second line of defense (2nd LOD) on controls documentation, review, testing and remediation.- Collaborate with IT-SOX team in identification of critical End User Computing applications (EUC), Information Provided by Entities (IPEs), IT General Controls (ITGCs) and IT Application Controls (ITACs).- Manage the performance and documentation of annual walkthroughs (Test of Design) and testing (Test of Effectiveness) for the company’s business controls across key processes including Revenue Operations, Financial Accounting and Closure, Litigation, Tax, Accounts Payable and Procurement and Treasury.- Lead internal control assessments and risk evaluations utilizing the COSO framework to ensure compliance with regulatory requirements.- Evaluate control deficiencies, develop remediation plans and impacts to financial statements.- Implement process improvements to optimize internal controls and standardize procedures to reduce risks.- Proficient in utilizing Microsoft Visio to create detailed flowcharts and crafting comprehensive narratives to document key controls and processes for SOX compliance.- Provide training and mentorship to Junior auditors and interns in SOX processes.

Bangalore,Karnataka,India

- Collaborated with KPMG onshore teams in United States to deliver quality audit engagements under the Sarbanes-Oxley (SOX) framework that includes lead sheet preparation, controls testing and work paper documentation.- Identified control failures and other audit issues and raise them to the onshore team in a timely manner.- Identified suitable opportunities of intelligent automation for Business Process Controls by mapping them to the in-house developed bots to facilitate quicker delivery of SOX engagements.

Kolkata, West Bengal, India

- Managed compliance programs related to financial regulations.- Identified and executed audit and advisory procedures within a risk based internal audit plan and established business process controls.- Led end to end testing of Internal Financial Controls (IFC) across key business processes like Order to Cash (O2C), Procure to Pay (P2P), Treasury, Inventory, Human Resource Management, Health and Safety, Financial Accounting and Closure etc. - Developed and fostered constructive professional relationships as well as established trust and credibility with clients and key stakeholders.- Drafted audit reports used to communicate audit issues and recommendations to clients.

Kolkata

- Worked under the supervision of upper management, conduct field audit engagements.- Assisted in drafting audit reports that are clear, concise, objective and constructive.

Kolkata Area, India

- Performed sustainability related audit procedures, participated in client meetings and prepared audit reports.- Conducted primary and secondary research(renewable energy, extended producer responsibility etc.),on-site perception surveys, focused group discussions and evaluate stakeholder response in Public Private Dialogues with respect to climate change mitigation actions.- Participated in business development by assisting with proposal development.

Master Of Science (M.Sc.), Economics, First Class

Bachelor Of Science (B.Sc.), Economics, First Class